Aubrey L. Price
Professional summary
Aubrey Lee Price was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Aubrey is a previously registered financial advisor and started their career in finance in 2000. Prior to being barred, Aubrey had worked at 4 firms, which includes MONTGOMERY ASSET MANAGEMENT LLC, FSC SECURITIES CORPORATION, BANC OF AMERICA INVESTMENT SERVICES INC., CITIGROUP GLOBAL MARKETS INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
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Experience
August 19, 2009 - December 31, 2012
MONTGOMERY ASSET MANAGEMENT, LLC
July 25, 2006 - January 31, 2008
FSC SECURITIES CORPORATION
July 25, 2006 - January 31, 2008
FSC SECURITIES CORPORATION
June 12, 2003 - July 26, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 12, 2003 - July 26, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 14, 2003 - June 26, 2003
CITIGROUP GLOBAL MARKETS INC.
February 10, 2000 - June 26, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
MONTGOMERY ASSET MANAGEMENT, LLC
CRD#: 150586 / SEC#: 801-71711
Contact information
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