Joshua R. Steiner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Rollin Steiner, who also goes by Josh Steiner, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2001. Joshua had worked at 2 firms and has passed the Series 65, Series 63, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2017 - April 15, 2025
HEDGEYE RISK MANAGEMENT, LLC
December 7, 2009 - December 31, 2016
HEDGEYE RISK MANAGEMENT, LLC
September 10, 2001 - February 23, 2006
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
HEDGEYE RISK MANAGEMENT, LLC
CRD#: 147272 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
