Martin I. Saposnick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Ira Saposnick, who also goes by Martin Saposnick, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1973. Martin had worked at 5 firms and has passed the Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 1984 - July 10, 1984
C.W. RHOADES & CO., INC.
December 15, 1983 - January 26, 1984
GLOBAL CAPITAL SECURITIES, INC.
November 22, 1978 - December 6, 1983
MARSAN SECURITIES CO., INC.
June 2, 1978 - February 17, 1979
BAKER, WATTS & CO., INC.
April 12, 1973 - May 2, 1978
CHESTMAN SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 4/9/1973
General Securities Principal ExaminationCurrent Firm
C.W. RHOADES & CO., INC.
CRD#: 13491 / SEC#: , 8-29364
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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