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FS

Francis E. Shovlin

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CRD#: 4108444
FS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Francis Edward Shovlin JR. was a registered financial professional .

Francis is a previously registered financial professional and started their career in finance in 2000. Francis had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) G&C FINANCIAL ADVISORS, LLC POSITION: Partner - NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/29/1999 ADDRESS: 22 North Irving St., Ridgewood NJ 07450, United States DESCRIPTION: business management, insurance sales, investment advisory services 2) G&C FINANCIAL ADVISORS, LLC POSITION: Member NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 10 START DATE: 08/28/2009 ADDRESS: 22 North Irving St., Ridgewood NJ 07450, United States DESCRIPTION: Oversee accounts payable, financial reporting, tax preparation, work with licensed advisor in regard to compliance and sales 3) GRASSI & CO., PC POSITION: Partner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 07/01/2021 ADDRESS: 1 Maynard Drive, Park Ridge NJ 07656, United States DESCRIPTION: Certified public accounting providing business advisory, accounting and tax services

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 20, 2009 - November 6, 2024

G & C FINANCIAL ADVISORS

RIA
CRD#: 125273
ORADELL, NJ
Past

February 19, 2002 - October 29, 2024

OSAIC WEALTH, INC.

BD
CRD#: 23131
Fair Lawn, NJ
Past

April 24, 2000 - February 14, 2002

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 8/19/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/28/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 4/21/2000
Investment Company Products/Variable Contracts Representative Examination

Current Firm

G&
G & C FINANCIAL ADVISORS
G & C FINANCIAL ADVISORS | G & C FINANCIAL ADVISORS, L.L.C.

CRD#: 125273 / SEC#:

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Contact information

Main Address
Ridgewood, NJ
Mailing Address
Phone number
(201) 694-0323
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts76
AUM (Assets Under Management)$ 67,481,400

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

G & C FINANCIAL ADVISORS

CRD#: 125273

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