Todd M. Thorsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Michael Thorsen was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 2000. Todd had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2024 - October 7, 2025
HUNTER KEITH INDUSTRIES, INC.
March 3, 2000 - June 19, 2001
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HUNTER KEITH INDUSTRIES, INC.
CRD#: 332688 / SEC#: 801-130998
Contact information
Regulatory assets under management
| Total Number of Accounts | 52 |
| AUM (Assets Under Management) | $ 379,341,058 |
Red Flags
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