Glenn P. Sapa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Philip Sapa was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1983. Glenn had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2006 - May 27, 2008
AON RETIREMENT PLAN ADVISORS, LLC
July 9, 2002 - October 19, 2017
AON SECURITIES LLC
February 16, 2001 - November 6, 2002
SAPA FINANCIAL ADVISORS, LTD.
August 2, 2000 - July 2, 2002
SECURITIES SERVICE NETWORK, LLC
May 29, 1998 - August 7, 2000
1717 CAPITAL MANAGEMENT COMPANY
June 19, 1983 - December 14, 1988
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
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Exams
Series 1
Date: 10/3/1973
Registered Representative ExaminationCurrent Firm
AON RETIREMENT PLAN ADVISORS, LLC
CRD#: 136462 / SEC#: 801-64559
Contact information
Red Flags
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