Charlotte N. Williams

FORGE FINANCIAL

Edmond, OK 73013

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CRD#: 4107934

Professional summary

Charlotte Nanette Williams, who also goes by Charlotte N. Reed, Charlotte Nanette Reed, Charlotte Nanette Shaw, Charlotte N. Shaw, Charlotte N. Williams, Charlotte Williams, is a registered financial advisor currently at FORGE FINANCIAL located in Edmond, Oklahoma and LPL FINANCIAL LLC located in Edmond, Oklahoma.

Charlotte is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Charlotte has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charlotte Nanette Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2020 - Present

FORGE FINANCIAL

Office #1: 2901 South Bryant Avenue, Edmond, OK 73013

RIA

CRD#: 306480

Edmond, OK

Current

June 24, 2013 - Present

LPL FINANCIAL LLC

Office #1: 2901 S Bryant Ave, Edmond, OK 73013-6167

RIA

CRD#: 6413

Edmond, OK

Past

June 24, 2013 - September 21, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

EDMOND, OK

Past

January 12, 2009 - June 27, 2013

OSAIC FS, INC.

RIA

CRD#: 3870

EDMOND, OK

Past

January 5, 2009 - June 27, 2013

OSAIC FS, INC.

CRD#: 3870

EDMOND, OK

Past

January 30, 2003 - January 9, 2009

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EDMOND, OK

Past

June 18, 2002 - January 9, 2009

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EDMOND, OK

Past

May 18, 2000 - June 14, 2002

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

OKLAHOMA CITY, OK

Past

February 10, 2000 - June 14, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORGE FINANCIAL

FORGE FINANCIAL | SHAW FINANCIAL SERVICES, LLC | SHAW FINANCIAL SERVICES | FORGE FINANCIAL SERVICES, LLC

CRD#: 306480 / SEC#: 801-117938

RIA

Registered Investment Advisory firm - (1/15/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/24/2013)

Alaska
(7/22/2013)

Arizona
(7/22/2013)

Arkansas
(6/24/2013)

California
(6/24/2013)

Colorado
(6/24/2013)

Connecticut
(4/7/2020)

Delaware
(12/26/2025)

District of Columbia
(1/11/2023)

Florida
(6/24/2013)

Georgia
(7/22/2013)

Hawaii
(10/6/2015)

Idaho
(7/20/2021)

Illinois
(7/16/2013)

Indiana
(6/24/2013)

Iowa
(7/22/2013)

Kansas
(6/24/2013)

Kentucky
(7/10/2018)

Louisiana
(6/24/2013)

Maine
(11/8/2022)

Maryland
(6/11/2019)

Massachusetts
(10/11/2021)

Michigan
(7/22/2013)

Minnesota
(6/24/2013)

Mississippi
(3/13/2017)

Missouri
(7/19/2013)

Montana
(6/24/2013)

Nebraska
(7/22/2013)

New Jersey
(1/10/2022)

New Mexico
(6/24/2013)

New York
(7/22/2013)

North Carolina
(7/22/2013)

Ohio
(9/25/2015)

Oklahoma
(6/24/2013)

IAR

Oklahoma
(1/15/2020)

Oregon
(1/8/2014)

Pennsylvania
(9/24/2015)

South Carolina
(6/24/2013)

South Dakota
(3/10/2014)

Tennessee
(9/23/2013)

Texas
(6/24/2013)

IAR

Texas
(1/15/2020)

Utah
(12/2/2025)

Virginia
(6/24/2013)

Washington
(6/24/2013)

West Virginia
(11/17/2023)

Wisconsin
(8/15/2018)

Wyoming
(7/22/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/9/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/24/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/9/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/18/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FORGE FINANCIAL

FORGE FINANCIAL | SHAW FINANCIAL SERVICES, LLC | SHAW FINANCIAL SERVICES | FORGE FINANCIAL SERVICES, LLC

CRD#: 306480 / SEC#: 801-117938

RIA

Registered Investment Advisory firm - (1/15/2020 Approved)

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Contact information

Main Address

2901 South Bryant Avenue, Edmond, OK 73013

Mailing Address

Phone number

(405) 340-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - APPENDIX 1 MARCH 2025 (3/26/2025)

FORM ADV PART 2A MARCH 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	6,594
AUM (Assets Under Management)	$ 1,201,557,311

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charlotte N. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charlotte Nanette Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC FS, INC.

OSAIC FS, INC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

FORGE FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 3/9/2000

Series 63

Date: 2/24/2000

SIE

Date: 10/1/2018

Series 7

Date: 2/9/2000

Series 24

Date: 1/18/2006

FINRA

Current Firm

FORGE FINANCIAL

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORGE FINANCIAL

TRUST BUT VERIFY

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