Charlotte Nanette Williams
Professional Summary
Charlotte Nanette Williams, who also goes by Charlotte N. Reed, Charlotte Nanette Reed, Charlotte Nanette Shaw, Charlotte N. Shaw, Charlotte N. Williams, Charlotte Williams, is a registered financial advisor currently at FORGE FINANCIAL located in Edmond, Oklahoma and LPL FINANCIAL LLC located in Edmond, Oklahoma. Charlotte is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Charlotte has worked at 5 firms and has passed...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Charlotte Nanette Williams, Charlotte N. Reed, Charlotte Nanette Reed, Charlotte Nanette Shaw, Charlotte N. Shaw, Charlotte N. Williams, Charlotte Williams
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
FORGE FINANCIAL | SHAW FINANCIAL SERVICES, LLC | SHAW FINANCIAL SERVICES | FORGE FINANCIAL SERVICES, LLC
Contact Information
Main Address
2901 South Bryant Avenue, Edmond, OK 73013Phone Number
(405) 340-1600# of Employees
15SEC notice filing (19 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
7,427AUM (Assets Under Management)
$1,457,365,476Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
FORGE FINANCIAL | SHAW FINANCIAL SERVICES, LLC | SHAW FINANCIAL SERVICES | FORGE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
(6/24/2013)
(7/22/2013)
(7/22/2013)
(6/24/2013)
(6/24/2013)
(6/24/2013)
(4/7/2020)
(12/26/2025)
(1/11/2023)
(6/24/2013)
(7/22/2013)
(10/6/2015)
(7/20/2021)
(7/16/2013)
(6/24/2013)
(7/22/2013)
(6/24/2013)
(7/10/2018)
(6/24/2013)
(11/8/2022)
(6/11/2019)
(10/11/2021)
(7/22/2013)
(6/24/2013)
(3/13/2017)
(7/19/2013)
(6/24/2013)
(7/22/2013)
(1/10/2022)
(6/24/2013)
(7/22/2013)
(7/22/2013)
(9/25/2015)
(6/24/2013)
(1/8/2014)
(9/24/2015)
(6/24/2013)
(3/10/2014)
(9/23/2013)
(6/24/2013)
(1/15/2020)
(12/2/2025)
(6/24/2013)
(6/24/2013)
(11/17/2023)
(8/15/2018)
(7/22/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Charlotte Nanette Williams's CRS (Customer Relationship Summary).
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