DR
David M. Rosell
VALMARK ADVISERS
Bend, OR 97703
Some features on this profile are disabled
CRD#: 4107368
DR
Professional summary
David Marc Rosell is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Bend, Oregon and VALMARK SECURITIES, INC. located in Bend, Oregon.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. David has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BOOK AUTHOR OF 'FAILURE IS NOT AN OPTION' & 'KEEP CLIMBING'; 550 NW FRANKLIN AVE. SUITE 368 BEND, OREGON 97703; NOT INVESTMENT RELATED; POSITION-AUTHOR/OWNER; CLIENT INVOLVEMENT-EACH OF OUR CLIENTS WILL RECEIVE A BOOK; BOOKS ARE FOR SALE ONLINE AND AT LOCAL BOOK STORES./// 2) Vistage, Key Note Speaker, speak to various Vistage Groups across the country. Topics will include retirement, retirement planning and using references to financial planning guide, started in 2020, not investment related, 1-5 hours per month, will be awarded an honorarium fee and will also be compensated for travel expenses. 3) Disability Insurance Sales; NOT Investment Related; Start Date 10/6/2021; Approximately 1-5 hours per month; compensated by commissions on sales./// 4) Vistage Speaker; Vistage International- San Diego, CA; hired several times a year to speak to different Vistage groups around the country to talk about my book- Failure Is Not an Option; Speaker; YES Investment Related: Start Date 2015; Approximately 1-5 hrs. per month; Paid per speech.///
CRS (Client Relationship Summary) - RIA
Click below to view David Marc Rosell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2015 - Present
VALMARK ADVISERS, INC.
Office #1: 550 Nw Franklin Ave., Suite 368, Bend, OR 97703RIA
CRD#: 108050
Bend, OR
Current
June 23, 2008 - Present
VALMARK SECURITIES, INC.
Office #1: 550 Nw Franklin Ave. Suite 368, Bend, OR 97703BD
CRD#: 31243
Bend, OR
Past
November 14, 2008 - December 2, 2015
ROSELL WEALTH MANAGEMENT
RIA
CRD#: 147914
BEND, OR
Past
July 7, 2008 - November 17, 2008
VALMARK ADVISERS, INC.
RIA
CRD#: 108050
BEND, OR
Past
August 2, 2002 - June 25, 2008
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
BEND, OR
Past
February 8, 2001 - June 25, 2008
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
BEND, OR
Past
March 22, 2000 - October 2, 2000
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/23/2008)
IAR
Arizona(12/17/2015)
RR
California(6/23/2008)
IAR
California(12/3/2015)
RR
Colorado(3/31/2025)
IAR
Colorado(4/7/2025)
IAR
Connecticut(3/28/2023)
RR
Connecticut(8/17/2023)
RR
Florida(6/16/2009)
IAR
Florida(3/8/2017)
RR
Idaho(3/3/2017)
IAR
Idaho(1/11/2019)
IAR
Indiana(11/10/2021)
RR
Maine(5/22/2017)
IAR
Maine(5/22/2017)
IAR
Massachusetts(12/23/2015)
RR
Massachusetts(1/4/2017)
RR
Michigan(11/3/2023)
IAR
New Hampshire(7/29/2025)
IAR
New Jersey(4/25/2024)
IAR
North Carolina(5/20/2020)
RR
North Carolina(8/13/2020)
IAR
Ohio(9/2/2020)
RR
Ohio(1/5/2021)
IAR
Oklahoma(12/7/2022)
RR
Oklahoma(2/21/2023)
RR
Oregon(6/23/2008)
IAR
Oregon(12/7/2015)
IAR
Texas(3/17/2022)
RR
Texas(8/8/2025)
IAR
Vermont(6/26/2025)
RR
Virginia(11/5/2025)
IAR
Virginia(11/5/2025)
RR
Washington(11/19/2015)
IAR
Washington(12/8/2015)
RR
Wyoming(8/17/2020)
IAR
Wyoming(8/19/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
