Jeffrey M. Stanley
Professional summary
Jeffrey Michael Stanley was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey Michael Stanley, who also goes by Jeff M Stanley, Jeffrey M Stanley, Jeffrey M. Stanley, was a registered financial advisor .
Jeffrey is a previously registered financial advisor and started their career in finance in 2000. Jeffrey had worked at 4 firms and has passed the Series 66, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2009 - March 2, 2010
ALLSTATE FINANCIAL SERVICES, LLC
April 14, 2009 - May 12, 2009
FBL MARKETING SERVICES, LLC
October 12, 2006 - September 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 12, 2006 - September 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 22, 2004 - November 10, 2006
UBS FINANCIAL SERVICES INC.
October 19, 2001 - November 10, 2006
UBS FINANCIAL SERVICES INC.
February 11, 2000 - November 5, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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