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JB

John E. Bell

PANTEK SECURITIES LLC
San Juan, PR 00907
Some features on this profile are disabled
CRD#: 4106566
JB

Professional summary


John Edward Bell, who also goes by John E Bell, Jack Bell, is a registered financial professional currently at PANTEK SECURITIES LLC located in San Juan, .

John is registered as a RR (Registered Representative) and started their career in finance in 2020. John has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, Series 82TO, SIE and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


John E Bell | Jack Bell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Edward Bell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 14, 2020 - Present

PANTEK SECURITIES LLC

Office #1: 954 Ave Ponce De Leon, Suite #403b, San Juan, PR 00907Office #2: 954 Ave Ponce De Leon Suite #403b, San Juan, PR 00907
BD
CRD#: 302091
San Juan, PR

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/17/2020)
RR
District of Columbia
(5/24/2023)
RR
Florida
(12/20/2022)
RR
Puerto Rico
(8/17/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 7/18/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 6/25/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 7/20/2019
Limited Representative-Private Securities Offerings
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


PS
PANTEK SECURITIES LLC
PANTEK PARTNERS ADVISORS LLC | PANTEK SECURITIES LLC | PANTEK PARTNERS ADVISORS, LLC.

CRD#: 302091 / SEC#: , 8-70345

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
954 Ave Ponce De Leon Suite #403b, San Juan, PR 00907
Mailing Address
954 Ave Ponce De Leon Suite #403, San Juan, PR 00907
Phone number
(858) 605-1607
Established
Puerto Rico since 02/14/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BELL, JOHN EDWARDPRESIDENT/CEO/CCO/MANAGING MEMBER4106566
AGERTON, DEBORAH LYNNFINOP/PFO/POO4460597

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PANTEK SECURITIES LLC

CRD#: 302091San Juan, PR 00907

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