Barmal Gran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barmal Gran was a registered financial professional .
Barmal is a previously registered financial professional and started their career in finance in 2000. Barmal had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2011 - January 2, 2014
STRATEGIC WEALTH ADVISORS, LLC
July 26, 2007 - February 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 14, 2007 - February 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 13, 2004 - August 8, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 13, 2004 - August 8, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 8, 2000 - October 1, 2003
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC WEALTH ADVISORS, LLC
CRD#: 137421 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
