Allan J. Sansotta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allan Joseph Sansotta was a registered financial professional .
Allan is a previously registered financial professional and started their career in finance in 1970. Allan had worked at 5 firms and has passed the Series 65, Series 63, Series 2, Series 5, PC, Series 1, Series 40 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2018 - March 25, 2025
CROSSPLAN MONEY MANAGEMENT
January 13, 1995 - March 10, 1995
THE INVESTMENT CENTER, INC.
October 8, 1993 - May 1, 2018
BEACON ADVISORS, INC.
October 15, 1991 - December 31, 1994
THE INVESTMENT CENTER, INC.
August 25, 1989 - October 12, 1989
PRUDENTIAL EQUITY GROUP, LLC
February 20, 1970 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/27/1993
Non-Member General Securities ExaminationSeries 5
Date: 11/13/1981
Interest Rate Options ExaminationPC
Date: 9/7/1977
AMEX Put and Call ExamSeries 1
Date: 2/6/1967
Registered Representative ExaminationSeries 40
Date: 1/26/1978
Registered Principal ExaminationCurrent Firm
CROSSPLAN MONEY MANAGEMENT
CRD#: 129489 / SEC#: 801-69084
Contact information
Regulatory assets under management
| Total Number of Accounts | 301 |
| AUM (Assets Under Management) | $ 49,611,544 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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