MM
Moncherie L. Mason
MISSIONSQUARE RETIREMENT
Aurora, CO
Some features on this profile are disabled
CRD#: 4106236
MM
Professional summary
Moncherie Lenae Mason, who also goes by Cherie Mason, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Aurora, Colorado and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Moncherie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Moncherie has worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cherie Mason
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Cornerstone Tax and Financial Solutions. Non-investment related. 17066 E Ohio Dr., Apt 211, Aurora, CO 80017. Tax preparation. President/CEO. Start date: 09/01/2016. Number of hours/month devoted to the other business: 56; zero during trading hours. Duties: Tax preparation. | (2) Name: The Second Chance Center. Investment related. Nature of Business: We provide the formerly incarcerated, and their network, with education, resources, and support to successfully re-enter the community and cultivate a rewarding life. Address: 224 Potomac St. Aurora, CO 80011. Position: President - Board of Directors. (Voluntary position.) Start Date: Elected president August 1, 2025. Hours per month devoted to other business 2-5; during securities trading hours 0. Duties: Oversight of policies and procedures. | (3) Name: Blackhawks Youth Organization. Non-investment related. Address: 2915 High St, Denver, CO 80205. Nature of business: Youth sports and entertainment. Position: Board of Trustees. Start Date: 06/01/2020. Number of hours per month devoted to other business: 1; during securities trading hours 0. Duties: Oversite. | (4) MissionSquare Retirement. Investment related. Nature of Business: MissionSquare is a Delaware non-profit corporation established in 1972 to assist state and local governments and their agencies and instrumentalities ("plan sponsors") in the establishment and maintenance of deferred compensation and qualified retirement plans for their public sector employees. Address: 777 N. Capitol Street, NE, Washington, DC 20002. Position: Retirement Plans Specialist. Start Date: 2/10/2020. Hours per month devoted to other business 160 (~8hr/day); during securities trading hours (9:30 am-4:00 pm EST): 8.
CRS (Client Relationship Summary) - RIA
Click below to view Moncherie Lenae Mason's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2020 - Present
MISSIONSQUARE RETIREMENT
RIA
CRD#: 108783
Aurora, CO
Current
February 27, 2020 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240BD
CRD#: 23189
Washington, DC
Past
December 20, 2017 - August 6, 2019
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Denver, CO
Past
December 20, 2017 - August 26, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
DENVER, CO
Past
August 20, 2012 - December 13, 2017
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
DENVER, CO
Past
May 30, 2012 - December 13, 2017
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DENVER, CO
Past
September 8, 2008 - January 5, 2010
ALLSPRING FUNDS MANAGEMENT, LLC
RIA
CRD#: 110841
SAN FRANCISCO, CA
Past
September 8, 2008 - January 5, 2010
ALLSPRING FUNDS DISTRIBUTOR, LLC
BD
CRD#: 133366
CHARLOTTE, NC
Past
October 18, 2007 - July 21, 2008
OLD MUTUAL CAPITAL
RIA
CRD#: 131405
DENVER, CO
Past
November 15, 2005 - July 21, 2008
OLD MUTUAL INVESTMENT PARTNERS
BD
CRD#: 44916
DENVER, CO
Past
February 21, 2001 - October 31, 2005
NORTHERN TRUST SECURITIES, INC.
BD
CRD#: 7927
CHICAGO, IL
Past
March 23, 2000 - January 4, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
January 26, 2000 - May 10, 2000
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MR
MISSIONSQUARE RETIREMENT
ICMA RETIREMENT CORP | MISSIONSQUARE RETIREMENT | INTERNATIONAL CITY MGMT ASSOCIATION RETIREMEN | INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION | ICMA-RC | ICMA RETIREMENT CORPORATION
CRD#: 108783 / SEC#: 801-18273
RIA
Registered Investment Advisory firm - (1/19/1983 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(2/27/2020)
IAR
Colorado(2/27/2020)
IAR
Iowa(12/2/2024)
IAR
Kansas(12/2/2024)
IAR
Minnesota(12/2/2024)
IAR
Missouri(12/2/2024)
IAR
Nebraska(12/5/2024)
IAR
North Dakota(12/2/2024)
IAR
South Dakota(12/2/2024)
RR
Wyoming(3/4/2020)
IAR
Wyoming(3/20/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MR
MISSIONSQUARE RETIREMENT
ICMA RETIREMENT CORP | MISSIONSQUARE RETIREMENT | INTERNATIONAL CITY MGMT ASSOCIATION RETIREMEN | INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION | ICMA-RC | ICMA RETIREMENT CORPORATION
CRD#: 108783 / SEC#: 801-18273
RIA
Registered Investment Advisory firm - (1/19/1983 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240
Mailing Address
Phone number
(202) 962-4600
Established
Firm type
Fiscal year end
# of Employees
599
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
