JV
John D. Vanweelden
VANWEELDEN WEALTH MANAGEMENT
West Chester Township, OH 45069
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CRD#: 4106093
JV
Professional summary
John Douglas Vanweelden is a registered financial advisor currently at VANWEELDEN WEALTH MANAGEMENT, LLC located in West Chester Township, Ohio.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) VANWEELDEN GROUP LLC; INVESTMENT-RELATED; 8905 CINCINNATI-DAYTON RD, WEST CHESTER TOWNSHIP, OH 45069; INSURANCE SALES (L/H, LTC, DISABILITY) WITH VARIOUS CARRIERS, EQUIPMENT AND EMPLOYEE LEASING; 10 HOURS/ MONTH 2) VANWEELDEN FINANCIAL GROUP (DBA): ESTABLISHED TO CONSOLIDATE MARKETING 3) VANWEELDEN CANINE COACHING, LLC; NOT INVESTMENT-RELATED; 5283 STALLION CT, LIBERTY TOWNSHIP, OH 45011; DOG TRAINING; CFO; 12/2023; 5 HOURS/MONTH; ASSIST WITH FINANCES 4) COMMERICAL REAL ESTATE- REVIVIAL GROUP, LLC, 8905 CIN-DAY, LLC; INVESTMENT-RELATED; 8905 CINCINNATI-DAYTON RD, WEST CHESTER TOWNSHIP, OH 45069; PROPERTY MANAGEMENT; PRESIDENT; 1 HOUR/MONTH 5) THE REAL DEAL ON RETIREMENT; NOT INVESTMENT-RELATED; 5283 STALLION CT, LIBERTY TOWNSHIP, OH 45011; EDUCATIONAL BOOK ON RETIREMENT; OWNER; 2/2023; 1 HOUR/MONTH
CRS (Client Relationship Summary) - RIA
Click below to view John Douglas Vanweelden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2017 - Present
VANWEELDEN WEALTH MANAGEMENT, LLC
Office #1: 8905 Cincinnati Dayton Rd, West Chester Township, OH 45069RIA
CRD#: 290308
West Chester Township, OH
Past
November 14, 2007 - February 1, 2018
SPC
RIA
CRD#: 110692
West Chester, OH
Past
November 14, 2007 - December 31, 2017
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
WEST CHESTER, OH
Past
January 26, 2000 - November 30, 2007
OSAIC FA, INC.
RIA
CRD#: 3978
CINCINNATI, OH
Past
January 17, 2000 - May 3, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
January 17, 2000 - November 30, 2007
OSAIC FA, INC.
BD
CRD#: 3978
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VANWEELDEN WEALTH MANAGEMENT, LLC
VANWEELDEN FINANCIAL GROUP | VANWEELDEN WEALTH MANAGEMENT, LLC | VANWEELDEN WEALTH MANAGEMENT
CRD#: 290308 / SEC#: 801-131024
RIA
Registered Investment Advisory firm - (8/30/2024 Approved)Indiana
Registered Investment Advisory firm - (9/9/2024 Terminated)Kentucky
Registered Investment Advisory firm - (9/5/2024 Terminated)Ohio
Registered Investment Advisory firm - (9/5/2024 Terminated)Texas
Registered Investment Advisory firm - (9/5/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(12/6/2017)
IAR
Texas(1/15/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VW
VANWEELDEN WEALTH MANAGEMENT, LLC
VANWEELDEN FINANCIAL GROUP | VANWEELDEN WEALTH MANAGEMENT, LLC | VANWEELDEN WEALTH MANAGEMENT
CRD#: 290308 / SEC#: 801-131024
RIA
Registered Investment Advisory firm - (8/30/2024 Approved)Indiana
Registered Investment Advisory firm - (9/9/2024 Terminated)Kentucky
Registered Investment Advisory firm - (9/5/2024 Terminated)Ohio
Registered Investment Advisory firm - (9/5/2024 Terminated)Texas
Registered Investment Advisory firm - (9/5/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8905 Cincinnati Dayton Rd, West Chester Township, OH 45069
Mailing Address
Phone number
(513) 942-8961
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 530 |
| AUM (Assets Under Management) | $ 119,677,336 |
Red Flags
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Company Information
VANWEELDEN WEALTH MANAGEMENT, LLC
CRD#: 290308West Chester Township, OH 45069TRUST BUT VERIFY
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