Joann Mcdermott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joann Mcdermott was a registered financial professional .
Joann is a previously registered financial professional and started their career in finance in 2006. Joann had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2017 - May 6, 2019
VOYA INVESTMENTS DISTRIBUTOR, LLC
September 17, 2015 - April 21, 2017
VOYA FINANCIAL ADVISORS, INC.
July 18, 2014 - June 10, 2015
OSAIC INSTITUTIONS, INC.
May 3, 2012 - July 22, 2014
VOYA INVESTMENTS DISTRIBUTOR, LLC
September 19, 2006 - November 30, 2007
USI SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
VOYA INVESTMENTS DISTRIBUTOR, LLC
CRD#: 37886 / SEC#: , 8-48020
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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