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Derrin Leigh Mba

DERRIN LEIGH
PIERSON, MI
·CRD# 4105513·26 years experience

Professional Summary

Derrin Leigh MBA, who also goes by Derrin Leigh, Derrin Mayo, Derrin Leigh Smith, is a registered financial advisor currently at DERRIN LEIGH LLC located in Pierson, Michigan. Derrin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Derrin has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Derrin Leigh, Derrin Mayo, Derrin Leigh Smith

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

DERRIN LEIGH LLC·CRD# 308426
RIA
Pierson, MI
April 20, 2020 - Present
SA ADVISORY LLC·CRD# 285327
RIA
Jenison, MI
September 7, 2017 - July 27, 2020
STRAIGHT PATH WEALTH MANAGEMENT·CRD# 148897
RIA
Jenison, MI
October 19, 2010 - July 27, 2020
SIGMA FINANCIAL CORPORATION·CRD# 14303
BD
Pierson, MI
July 16, 2004 - April 27, 2009
SUNAMERICA SECURITIES, INC.·CRD# 20068
BD
Phoenix, AZ
November 17, 2003 - July 23, 2004
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
April 13, 2000 - November 24, 2003
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
February 7, 2000 - March 30, 2000

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Current Firm

DL
DERRIN LEIGH LLC

DERRIN LEIGH LLC

CRD#: 308426
Michigan
Registered Investment Advisory firm - Michigan (4/6/2020 Approved)

Contact Information

Main Address

Pierson, MI

Phone Number

(616) 334-3427

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

213

AUM (Assets Under Management)

$29,022,335

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Michigan
(4/20/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2000About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2000About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Derrin Leigh MBA's CRS (Customer Relationship Summary).

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