Kenneth R. Cleveland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Ray Cleveland was a registered financial advisor .
Kenneth is a previously registered financial advisor and started their career in finance in 2000. Kenneth had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2010 - December 31, 2010
CLEVELAND FINANCIAL SERVICES CORPORATION
June 21, 2002 - December 31, 2009
CLEVELAND FINANCIAL SERVICES CORPORATION
January 26, 2000 - December 31, 2001
THE LEADERS GROUP, INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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