BF
Brian J. Foecke
EAGLE STRATEGIES LLC
BURLINGTON, IA 52601
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CRD#: 4105404
BF
Professional summary
Brian James Foecke is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Burlington, Iowa and NYLIFE SECURITIES LLC located in Burlington, Iowa.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 215 Jefferson Street - Burlington, IA 52601; Start Date 11/2020; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF LEGACY RETIREMENT SOLUTIONS, LLCFOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; START DATE: 03/2013] [Holy Trinity Catholic Schools Foundation; This non-profit Charitable Organization is in charge of over-seeing the growth of the Foundation for Tuition Assistance, to provide support to the families that attend the Catholic School affiliated with it (Holy Trinity Catholic Schools).; West Point, IA 52656; Start Date 10/2015; Role/Title: Officer Secretary; I will be in charge of taking Meeting Minutes each month.; Not Investment Related; 5 hours per month; 1 hours per month during securities trading hours] [West Point Public Library Foundation; The FB's sole purpose is to support our local Library. Our address is the Library's address. The address listed with the State is a Local CPA Office, because they handle our annual / biennial state reporting.; West Point Public Library 317 5th Street - West Point, Iowa 52656; Start Date 03/2016; Role/Title: Board Member; Not Investment Related; 0.20 hours per month; 0 hours per month during securities trading hours; President] [St. James Parish God's Acre Sale Fall Fundraiser Committee; The purpose of the event is to raise funds for the Churches annual budget. It involves a dinner luncheon on the first Sunday of October with a live auction all day long, as well as a live auction the night before (on Saturday evening).; 2044 Locust Street, St. Paul, IA 52657; Start Date 07/2020; Role/Title: Volunteer; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours;responsible for over-seeing and coordinating all facets of the day's events] [West Point Community Club; West Point Community Club - Meets monthly to discuss community betterment activities and projects; 313 5th street - West Point, IA 52656; Start Date 03/2023; Role/Title: Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; Go to monthly meetings when time allows and listen to updates on new and existing projects - offer thoughts and help when appropriate] [OPERATING UNDER THE DBA NAME OF YOUR VISION FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; BURLINGTON IASTART DATE: 05/2025] [Holy Trinity Elementary Building Fundraiser; Holy Trinity Catholic Schools is getting ready to start a $7mm fundraiser for a new Elementary addition. As a member of the Holy Trinity Catholic Schools Educational Foundation Board, I have been asked to help with this fundraising effort.; 413 Avenue C - West Point, IA 52656; Start Date 11/2025; Role/Title: Volunteer; Not Investment Related; 8 hours per month; 2 hours per month during securities trading hours; Mostly behind the scenes fundraising activities / Advisory type roll, with involvement in several public meetings as a speaker in 2026 introducing those presenting the information, as well as likely following up with some of the potential donors as needed.]
CRS (Client Relationship Summary) - RIA
Click below to view Brian James Foecke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2021 - Present
EAGLE STRATEGIES LLC
Office #1: 215 Jefferson St, Burlington, IA 52601RIA
CRD#: 110826
BURLINGTON, IA
Current
January 28, 2000 - Present
NYLIFE SECURITIES LLC
Office #1: 215 Jefferson Street, Burlington, IA 52601BD
CRD#: 5167
Burlington, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/31/2019)
RR
Arizona(11/1/2016)
RR
Florida(9/23/2025)
RR
Illinois(4/19/2000)
RR
Indiana(1/26/2022)
RR
Iowa(1/28/2000)
IAR
Iowa(12/20/2021)
RR
Minnesota(1/5/2024)
RR
Mississippi(8/19/2025)
RR
Missouri(3/7/2000)
RR
Nebraska(5/2/2013)
RR
Pennsylvania(1/2/2019)
RR
Texas(7/6/2016)
IAR
Texas(12/19/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/18/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Burlington, IA 52601TRUST BUT VERIFY
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