Jeffrey A. Nabholz

AE WEALTH MANAGEMENT

Chesterfield, MO 63005

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CRD#: 4105304

Professional summary

Jeffrey Alan Nabholz, who also goes by Jeffrey Allen Nabholz, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Chesterfield, Missouri.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jeffrey has worked at 10 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Allen Nabholz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) ASSET PROTECTION STRATEGIES LLC; YES INVESTMENT RELATED; 100 CHESTERFIELD PARKWAY, SUITE 105, CHESTERFIELD, MO 63005; INSURANCE SALES; PRESIDENT; START DATE 05/2007; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES; INSURANCE SALES AND SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Nabholz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2018 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 100 Chesterfield Business Pkwy Ste 105, Chesterfield, MO 63005Office #2: 114 Tuscany Meadows Dr, Defiance, MO 63341

RIA

CRD#: 282580

Chesterfield, MO

Past

June 7, 2017 - October 24, 2018

CENTER STREET ADVISORS, INC.

RIA

CRD#: 169329

St. Peters, MO

Past

June 18, 2009 - March 26, 2010

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

ST. PETERS, MO

Past

October 23, 2006 - October 28, 2008

RETIREMENT INCOME ADVISORS, LLC

RIA

CRD#: 136420

ST. PETERS, MO

Past

December 14, 2005 - July 13, 2007

SPECTRUM CAPITAL, LLC

CRD#: 28303

ST. PETERS, MO

Past

October 22, 2004 - December 8, 2005

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

November 4, 2002 - October 26, 2004

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

LAKE ST. LOUIS, MO

Past

April 16, 2002 - November 5, 2002

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

August 23, 2001 - April 1, 2002

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

October 24, 2000 - August 16, 2001

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(10/25/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/2/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/20/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/23/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey A. Nabholz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Nabholz's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTER STREET ADVISORS, INC.

PLANMEMBER SECURITIES CORPORATION

RETIREMENT INCOME ADVISORS, LLC

SPECTRUM CAPITAL, LLC

FSC SECURITIES CORPORATION

FIRST HEARTLAND CAPITAL, INC.

PRINCIPAL SECURITIES, INC.

VESTAX SECURITIES CORPORATION

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/2/2017

Series 63

Date: 8/20/2001

Series 6

Date: 10/23/2000

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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