DC
Darren J. Cart
GOING CPAS AND WEALTH ADVISORS
OPELOUSAS, LA 70570
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CRD#: 4105144
DC
Professional summary
Darren Joseph Cart is a registered financial advisor currently at GOING CPAS AND WEALTH ADVISORS located in Opelousas, Louisiana.
Darren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Darren has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MAJESTIC HEIGHTS GROUP, LLC, 2811 S. UNION ST. OPELOUSAS, LA 70570, CONSULTING, PARTNER, PAY BILLS/MAKE DEPOSITS, APPROXIMATELY 5 HOURS PER MONTH/NONE DURING TRADING. 2. GOING, SEBASTIEN, FISHER & LEBOUEF, LLP,TAX PREPARATION/ACCOUNTING, PARTNER/GENERAL PARTNER, 140 HRS PER MONTH/ 6 HOURS DURING TRADING. 3. DARREN J. CART, CPA, LLC, NON INVESTMENT RELATED, 2811 S. UNION ST., OPELOUSAS, LA 70570, ACCOUNTING FIRM OWNER, 01/2009, 2 HOURS PER MONTH, PAYS BILLS AND RECONCILE BANK ACCOUNT; 4. GSFL Real Estate, LLC, NON INVESTMENT RELATED, 2811 S.UNION ST., OPELOUSAS, LA 70570, REALESTATE, PARTNER, 8/6/2009, 0 HOURS DEVOTED TO THE BUSINESS, 0 HOURS DURING TRADING, NO DUTIES
CRS (Client Relationship Summary) - RIA
Click below to view Darren Joseph Cart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2011 - Present
GOING CPAS AND WEALTH ADVISORS
Office #1: 2811 S. Union Street, Opelousas, LA 70570Office #2: 1700 Kaliste Saloom Road Building 5, Lafayette, LA 70508RIA
CRD#: 117104
OPELOUSAS, LA
Past
January 15, 2009 - March 16, 2009
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
OPELOUSAS, LA
Past
June 28, 2006 - June 5, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
OPELOUSAS, LA
Past
June 28, 2006 - June 5, 2007
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
MONROE, LA
Past
October 24, 2001 - November 15, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
January 18, 2000 - October 24, 2001
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GOING CPAS AND WEALTH ADVISORS
GOING CPAS AND WEALTH ADVISORS | GOING, SEBASTIEN, FISHER & LEBOUEF, LLP | GOING, SEBASTIEN, FISHER & LEBOUEF, APAC
CRD#: 117104 / SEC#: 801-132882
RIA
Registered Investment Advisory firm - (8/4/2025 Approved)Louisiana
Registered Investment Advisory firm - (8/5/2025 Terminated)Texas
Registered Investment Advisory firm - (8/5/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(2/1/2011)
IAR
Texas(10/29/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
GC
GOING CPAS AND WEALTH ADVISORS
GOING CPAS AND WEALTH ADVISORS | GOING, SEBASTIEN, FISHER & LEBOUEF, LLP | GOING, SEBASTIEN, FISHER & LEBOUEF, APAC
CRD#: 117104 / SEC#: 801-132882
RIA
Registered Investment Advisory firm - (8/4/2025 Approved)Louisiana
Registered Investment Advisory firm - (8/5/2025 Terminated)Texas
Registered Investment Advisory firm - (8/5/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2811 South Union, Opelousas, LA 70570
Mailing Address
Phone number
(337) 942-3041
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 394 |
| AUM (Assets Under Management) | $ 123,859,543 |
Red Flags
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Company Information
GOING CPAS AND WEALTH ADVISORS
CRD#: 117104Opelousas, LA 70570TRUST BUT VERIFY
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