Estella R. Griggs
Professional summary
Estella Renee Griggs, who also goes by Estella Renee Griggs, Estella Griggs, is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
Estella is registered as a RR (Registered Representative) and started their career in finance in 2000. Estella has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Estella Renee Griggs's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2023 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660June 10, 2021 - May 10, 2023
PFS INVESTMENTS INC.
December 7, 2020 - May 26, 2021
TRANSAMERICA CAPITAL, LLC
September 16, 2013 - June 17, 2019
PFS INVESTMENTS INC.
May 19, 2010 - October 3, 2011
SIGNAL SECURITIES, INC.
July 15, 2005 - May 6, 2010
1ST GLOBAL CAPITAL CORP.
December 22, 2000 - March 16, 2005
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2023)
Exams
FINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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