Randall S. Joselit

JOSELIT ASSET MANAGEMENT

PHOENIX, AZ 85014

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CRD#: 4104183

Professional summary

Randall Scott Joselit, who also goes by Randall Slott Joselit, is a registered financial advisor currently at JOSELIT ASSET MANAGEMENT located in Phoenix, Arizona.

Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Randall has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Randall Slott Joselit

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) RANDALL S JOSELIT CPA PC-NIR, 1430 E MISSOURI AVE, STE 105 PHX AZ 85014 CPA FIRM. OWN/PRES 09/89 TO PREST. APPX 150 HRS MTH. APPRX 26 HRS WKLY DUR TRDG HRS. CONST W/CLTS, PROVIDE TRADL FINANC/TAX SERVS TO IND,EST,TRUSTS,PRTE HELD BUS. 2) J&W LLC, 1430 E MISSOURI AVE, #105, PHX AZ 85014, NIR, LAND INVEST MEXICO, MBR/OWNER, 0 HRS DUR TRADE, LAND INVEST IN MEXICO, RAW LAND DEVELOPED LATER. START 1/05 3)JOSELIT ASSET MGT, LLC, NIR, CONSULT FIRM, SOLE MBR, START 4/00, 2 HRS MTH, 0 DURING SEC TRADE HRS. CONSULT W/INDIVID &/OR ENTITIES ABOUT FINS, FAM/FIN DECISIONS. 5) GC PRESCOTT RESORT LLC, 909 FRIENDLY PINES RD, PRESCOTT AZ, NIR, SM BED/BRKFAST, MEMB 99%, START 10/02, 2 HRS PER MTH, 0 HR DUR TRADE. INSURANCE BROKERING, AGENT MARKETS NON-REGISTERED PRODUCTS OUTSIDE NYL 6) 2% LIMITED PARTNER OF NEW ULM ASSOCIATES, LP. PARTNERSHIP INVESTS IN COMERCIAL PROPERTY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Scott Joselit's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2014 - Present

JOSELIT ASSET MANAGEMENT

Office #1: 1430 E. Missouri Ave, Phoenix, AZ 85014

RIA

CRD#: 152625

PHOENIX, AZ

Past

October 11, 2006 - October 2, 2009

NYLIFE SECURITIES LLC

CRD#: 5167

PHOENIX, AZ

Past

January 2, 2004 - November 4, 2004

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

January 17, 2000 - December 19, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/15/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/24/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/21/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/12/2000

General Securities Representative Examination

Current Firm

JOSELIT ASSET MANAGEMENT

JOSELIT ASSET MANAGEMENT | JOSELIT ASSET MANAGEMENT, LLC

CRD#: 152625 / SEC#:

Arizona

Registered Investment Advisory firm - (7/10/2014 Approved)

Illinois

Registered Investment Advisory firm - (1/3/2011 Approved)

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Contact information

Main Address

1363 Shermer Road Suite 325, Northbrook, IL 60062

Mailing Address

Phone number

(312) 203-6684

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 65,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Randall S. Joselit

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Scott Joselit's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOSELIT ASSET MANAGEMENT

NYLIFE SECURITIES LLC

INVEST FINANCIAL CORPORATION

VERAVEST INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/24/2014

Series 63

Date: 1/21/2000

Series 7

Date: 1/12/2000

Current Firm

JOSELIT ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JOSELIT ASSET MANAGEMENT

TRUST BUT VERIFY

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