Susan S. Waldrop
Professional summary
Susan Shepherd Waldrop is a registered financial professional currently at THE FRAZER LANIER COMPANY, INCORPORATED located in Montgomery, Alabama.
Susan is registered as a RR (Registered Representative) and started their career in finance in 2000. Susan has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 52, Series 53 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan Shepherd Waldrop's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2000 - Present
THE FRAZER LANIER COMPANY, INCORPORATED
Office #1: 300 Water Street, Montgomery, AL 36103Office #2: 300 Water Street, Montgomery, AL 36104State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/21/2015)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
THE FRAZER LANIER COMPANY, INCORPORATED
CRD#: 7089 / SEC#: , 8-20267
Contact information
FINRA licenses (12 States and Territories)
Documents
Disclosures
| Regulatory Event | 5 |
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