Robert A. Sanditen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Allen Sanditen, who also goes by Bob Sanditen, Robert A Sanditen, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 9 firms and has passed the PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 1998 - October 6, 1998
GRF CAPITAL INVESTORS, INC.
January 1, 1997 - July 13, 1998
WELLS FARGO CLEARING SERVICES, LLC
July 31, 1993 - December 16, 1996
CITIGROUP GLOBAL MARKETS INC.
January 13, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
March 7, 1988 - January 15, 1992
UBS FINANCIAL SERVICES INC.
March 26, 1980 - March 9, 1988
KIDDER, PEABODY & CO. INCORPORATED
January 31, 1980 - April 22, 1980
UBS FINANCIAL SERVICES INC.
January 2, 1980 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
November 14, 1972 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
July 28, 1970 - November 14, 1972
EASTMAN DILLON, UNION SECURITIES & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/28/1977
AMEX Put and Call ExamSeries 1
Date: 7/24/1970
Registered Representative ExaminationCurrent Firm
GRF CAPITAL INVESTORS, INC.
CRD#: 24971 / SEC#: , 8-41494
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HEINRICH, MARK WEST | PRESIDENT, CHIEF COMPLIANCE OFFICER, FINOP, CFO, | 2459057 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
