Rebecca L. Furnival
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca Lynn Furnival, who also goes by Rebecca Lynn Pattschull, Rebecca Lynn Richmond, was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 2006. Rebecca had worked at 10 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2015 - December 23, 2015
J.P. TURNER & COMPANY, L.L.C.
March 6, 2015 - November 8, 2016
INVESTORS CAPITAL CORP.
March 6, 2015 - December 14, 2016
LEGEND EQUITIES CORPORATION
March 6, 2015 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
March 6, 2015 - April 8, 2022
FIRST ALLIED SECURITIES, INC.
August 17, 2012 - April 8, 2022
CETERA FINANCIAL SPECIALISTS LLC
June 16, 2006 - February 1, 2010
VOYA FINANCIAL ADVISORS, INC.
June 16, 2006 - April 8, 2022
CETERA INVESTMENT SERVICES LLC
June 16, 2006 - April 8, 2022
CETERA ADVISORS LLC
April 18, 2006 - April 8, 2022
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
