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Gregory Joseph Knight

CRD# 4103038·Registered 2000 - 2017
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Joseph Knight, who also goes by Gregory Knight, was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 2000 - 2017. Gregory had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gregory Knight

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

ARIVE CAPITAL MARKETS·CRD# 8060
BD
Farmingdale, NY
October 14, 2015 - January 27, 2017
CHELSEA FINANCIAL SERVICES·CRD# 47770
BD
East Meadow, NY
April 15, 2015 - October 7, 2015
CHELSEA FINANCIAL SERVICES·CRD# 47770
BD
Levittown, NY
August 26, 2013 - January 6, 2014
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
New York, NY
July 6, 2011 - September 2, 2011
BROOKSTONE SECURITIES, INC.·CRD# 13366
BD
Massapequa, NY
December 20, 2008 - July 1, 2011
FIRST MIDWEST SECURITIES, INC.·CRD# 21786
BD
Massapequa, NY
December 16, 2008 - December 23, 2008
MAX INTERNATIONAL BROKER/DEALER CORP.·CRD# 46039
BD
Syosset, NY
November 23, 2006 - December 19, 2008
AMERICAN CAPITAL PARTNERS, LLC·CRD# 119249
BD
Wantagh, NY
November 4, 2005 - December 18, 2006
MAX INTERNATIONAL BROKER/DEALER CORP.·CRD# 46039
BD
New York, NY
March 22, 2002 - September 27, 2002
TRIDENT PARTNERS LTD.·CRD# 41258
BD
Woodbury, NY
May 23, 2000 - April 9, 2001
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
January 19, 2000 - June 7, 2000

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Current Firm

AC
ARIVE CAPITAL MARKETS

ARIVE CAPITAL MARKETS | REID AND ASSOCIATES, LLC | REID AND ASSOCIATES | REID & GILMOUR

CRD#: 8060 / SEC#: 8-43350
BD
Terminated by SEC on 07/02/2024

Contact Information

Established

New York since 10/01/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
LIBERTY VIEW HOLDINGS LLCDIRECT OWNER—
ARIVE HOLDINGS, LLCDIRECT OWNER—
UNIFIED WEALTH MANAGEMENT LLCDIRECT OWNER—
KRISPEAL, RAQUEL ECCO5733217
SULLIVAN, THOMAS FRANCISCFO/FINOP1145000

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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