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GK

Gregory J. Knight

Some features on this profile are disabled
CRD#: 4103038
GK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Joseph Knight, who also goes by Gregory Knight, was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 2000. Gregory had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gregory Knight

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 14, 2015 - January 27, 2017

ARIVE CAPITAL MARKETS

BD
CRD#: 8060
Farmingdale, NY
Past

April 15, 2015 - October 7, 2015

CHELSEA FINANCIAL SERVICES

BD
CRD#: 47770
East Meadow, NY
Past

August 26, 2013 - January 6, 2014

CHELSEA FINANCIAL SERVICES

BD
CRD#: 47770
LEVITTOWN, NY
Past

July 6, 2011 - September 2, 2011

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
NEW YORK, NY
Past

December 20, 2008 - July 1, 2011

BROOKSTONE SECURITIES, INC.

BD
CRD#: 13366
MASSAPEQUA, NY
Past

December 16, 2008 - December 23, 2008

FIRST MIDWEST SECURITIES, INC.

BD
CRD#: 21786
MASSAPEQUA, NY
Past

November 23, 2006 - December 19, 2008

MAX INTERNATIONAL BROKER/DEALER CORP.

BD
CRD#: 46039
SYOSSET, NY
Past

November 4, 2005 - December 18, 2006

AMERICAN CAPITAL PARTNERS, LLC

BD
CRD#: 119249
WANTAGH, NY
Past

March 22, 2002 - September 27, 2002

MAX INTERNATIONAL BROKER/DEALER CORP.

BD
CRD#: 46039
NEW YORK, NY
Past

May 23, 2000 - April 9, 2001

TRIDENT PARTNERS LTD.

BD
CRD#: 41258
WOODBURY, NY
Past

January 19, 2000 - June 7, 2000

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/22/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/27/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/3/2005
General Securities Representative Examination

Current Firm

AC
ARIVE CAPITAL MARKETS
ARIVE CAPITAL MARKETS | REID AND ASSOCIATES, LLC | REID AND ASSOCIATES | REID & GILMOUR

CRD#: 8060 / SEC#: , 8-43350

BD
Terminated by SEC on 07/02/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 10/01/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
LIBERTY VIEW HOLDINGS LLCDIRECT OWNER
ARIVE HOLDINGS, LLCDIRECT OWNER
UNIFIED WEALTH MANAGEMENT LLCDIRECT OWNER
KRISPEAL, RAQUEL ECCO5733217
SULLIVAN, THOMAS FRANCISCFO/FINOP1145000

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARIVE CAPITAL MARKETS

CRD#: 8060

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