Wilburn F. Sanders
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wilburn F. Sanders JR, who also goes by Wilburn Felton Sanders Jr, Wilburn Felton Sanders Jr Jr, Wilburn F. Sanders Jr. Jr, was a registered financial professional .
Wilburn is a previously registered financial professional and started their career in finance in 1962. Wilburn had worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 1, Series 9, Series 10, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2021 - February 28, 2024
HIGHTOWER SECURITIES, LLC
August 11, 2021 - February 28, 2024
HIGHTOWER ADVISORS, LLC
September 13, 2013 - January 26, 2021
HIGHTOWER ADVISORS, LLC
September 13, 2013 - January 26, 2021
HIGHTOWER SECURITIES, LLC
June 1, 2009 - September 26, 2013
MORGAN STANLEY
June 1, 2009 - September 26, 2013
MORGAN STANLEY
January 2, 2002 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
January 2, 2002 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
October 2, 1985 - January 2, 2002
THE ROBINSON-HUMPHREY COMPANY, LLC
January 14, 1980 - August 8, 1983
THE ROBINSON-HUMPHREY COMPANY, LLC
February 24, 1978 - February 2, 1980
MORGAN STANLEY DW INC.
February 12, 1971 - February 24, 1978
REYNOLDS SECURITIES, INC.
December 12, 1962 - February 25, 1971
GOODBODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 1
Date: 12/7/1962
Registered Representative ExaminationSeries 40
Date: 8/17/1973
Registered Principal ExaminationCurrent Firm
HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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