Joanne Pergola-perrotta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joanne Pergola-perrotta MRS., who also goes by Joanne Pergola, Joanne Pergola-perrotta, was a registered financial professional .
Joanne is a previously registered financial professional and started their career in finance in 2001. Joanne had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2005 - August 17, 2016
FLI INVESTORS, LLC
March 16, 2004 - March 25, 2004
FIRST EMPIRE SECURITIES, INC.
December 5, 2001 - January 2, 2004
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FLI INVESTORS, LLC
CRD#: 17128 / SEC#: , 8-39904
Contact information
FINRA licenses (3 States and Territories)
Red Flags
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