Gerald L. Mecklenborg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Lynn Mecklenborg, who also goes by Gerald Lynn Mecklenborg Jr., was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 2000. Gerald had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2013 - April 13, 2015
TRANSAMERICA INVESTORS SECURITIES, LLC
March 11, 2009 - January 29, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 10, 2006 - October 10, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 29, 2006 - January 29, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 14, 2004 - September 28, 2006
T. ROWE PRICE ADVISORY SERVICES, INC.
July 19, 2000 - September 28, 2006
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| CALVI, ENNA MARIA | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 2373021 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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