Michael R. Patrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Raymond Patrick, who also goes by Michael R Patrick, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 11 firms and has passed the Series 65, Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2021 - July 12, 2024
AMERITAS ADVISORY SERVICES, LLC
December 27, 2018 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
December 27, 2018 - July 12, 2024
AMERITAS INVESTMENT COMPANY, LLC
August 10, 2018 - January 17, 2019
BELPOINTE ASSET MANAGEMENT LLC
April 10, 2014 - August 16, 2018
MML INVESTORS SERVICES, LLC
March 31, 2014 - August 16, 2018
MML INVESTORS SERVICES, LLC
October 1, 2012 - April 9, 2014
J.P. MORGAN SECURITIES LLC
October 1, 2012 - April 9, 2014
J.P. MORGAN SECURITIES LLC
December 16, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
December 16, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
July 30, 2009 - November 23, 2011
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 2, 2009 - November 23, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 18, 2005 - July 7, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 18, 2005 - July 7, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 23, 2005 - November 14, 2005
MORGAN STANLEY DW INC.
March 23, 2005 - November 14, 2005
MORGAN STANLEY DW INC.
May 21, 2004 - March 7, 2005
FOCUSPOINT PRIVATE CAPITAL GROUP
May 10, 2002 - June 11, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 8, 2000 - June 11, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
