Katrina L. Wilson-ross

Some features on this profile are disabled

CRD#: 4101437

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Katrina Lastee Wilson-ross, who also goes by Katrina Lastee Simkins, Katrina L Simkins, Katrina Lastee Wilson, was a registered financial professional .

Katrina is a previously registered financial professional and started their career in finance in 2000. Katrina had worked at 15 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Katrina Lastee Simkins | Katrina L Simkins | Katrina Lastee Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

National Insurance Consultants, Property and Casualty Agency, Ownership, Receive Salary

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 2, 2023 - June 18, 2024

NAMCOA

RIA

CRD#: 133978

Mansfield, TX

Past

March 16, 2021 - June 11, 2021

ACRYLIC FINANCIAL, INC.

RIA

CRD#: 288263

Irving, TX

Past

March 1, 2021 - June 3, 2021

BROOKLIGHT PLACE SECURITIES, INC.

CRD#: 15764

Irving, TX

Past

December 3, 2018 - March 7, 2019

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

IRVING, TX

Past

November 8, 2018 - March 7, 2019

PRUCO SECURITIES, LLC.

CRD#: 5685

IRVING, TX

Past

October 25, 2017 - January 10, 2018

LINCOLN INVESTMENT

RIA

CRD#: 519

IRVING, TX

Past

October 25, 2017 - January 10, 2018

CAPITAL ANALYSTS

RIA

CRD#: 162200

Irving, TX

Past

October 25, 2017 - January 10, 2018

LINCOLN INVESTMENT

CRD#: 519

IRVING, TX

Past

January 16, 2014 - December 31, 2016

INNOVATION PARTNERS LLC

RIA

CRD#: 146344

MANASSAS, VA

Past

January 16, 2014 - December 31, 2016

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

March 21, 2013 - September 6, 2013

OSAIC WEALTH, INC.

RIA

CRD#: 23131

MANASSAS, VA

Past

March 20, 2013 - September 6, 2013

OSAIC WEALTH, INC.

CRD#: 23131

MANASSAS, VA

Past

May 27, 2011 - September 13, 2011

MORGAN STANLEY

RIA

CRD#: 149777

ALEXANDRIA, VA

Past

May 27, 2011 - September 13, 2011

MORGAN STANLEY

CRD#: 149777

ALEXANDRIA, VA

Past

October 15, 2009 - January 27, 2010

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

RESTON, VA

Past

July 28, 2009 - January 27, 2010

SIGNATOR INVESTORS, INC.

CRD#: 468

RESTON, VA

Past

June 4, 2003 - December 31, 2004

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

March 15, 2002 - May 20, 2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

August 3, 2000 - July 17, 2001

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

February 23, 2000 - July 14, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 23, 2000 - July 14, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAMCOA

CRD#: 133978 / SEC#: 801-66945

RIA

Registered Investment Advisory firm - (7/5/2006 Approved)

Florida

Registered Investment Advisory firm - (11/20/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/10/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/15/2011

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/27/2009

General Securities Representative Examination

Current Firm

NAMCOA

CRD#: 133978 / SEC#: 801-66945

RIA

Registered Investment Advisory firm - (7/5/2006 Approved)

Florida

Registered Investment Advisory firm - (11/20/2006 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

107 Kilson Drive Suite 206, Mooresville, NC 28117

Mailing Address

999 Vanderbilt Beach Road Suite 200, Naples, FL 34108

Phone number

(239) 593-5525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/31/2025)

ADV WRAP BROCHURE (3/5/2025)

Regulatory assets under management

Total Number of Accounts	462
AUM (Assets Under Management)	$ 312,332,592

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Katrina L. Wilson-ross

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ACRYLIC FINANCIAL, INC.

BROOKLIGHT PLACE SECURITIES, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

LINCOLN INVESTMENT

CAPITAL ANALYSTS

LINCOLN INVESTMENT

INNOVATION PARTNERS LLC

INNOVATION PARTNERS LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

MORGAN STANLEY

MORGAN STANLEY

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CHARLES SCHWAB & CO., INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

NAMCOA

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2009

SIE

Date: 1/10/2018

Series 31

Date: 6/15/2011

Series 7

Date: 7/27/2009

Current Firm

NAMCOA

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAMCOA

TRUST BUT VERIFY

Similar Advisors