Erica R. Mccowan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erica Rodriguez Mccowan, who also goes by Erica M Rodriguez, was a registered financial professional .
Erica is a previously registered financial professional and started their career in finance in 2018. Erica had worked at 2 firms and has passed the Series 63, SIE, Series 52 and Series 50 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2020 - December 31, 2024
PMA SECURITIES, LLC
January 31, 2018 - August 22, 2019
HILLTOP SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
PMA SECURITIES, LLC
CRD#: 30397 / SEC#: , 8-44905
Contact information
FINRA licenses (23 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
