Ronald L. Bickel

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CRD#: 4100746

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronald Lee Bickel was a registered financial professional .

Ronald is a previously registered financial professional and started their career in finance in 2000. Ronald had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) NAME OF OTHER BUSINESS: MEGENT FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 04/2016; POSITION/TITLE/RELATIONSHIP: REGISTERED REP; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL SERVICES TO CLIENTS; (2) NAME OF OTHER BUSINESS: BICKRON INC ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: START DATE: 03/2006 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: MINIMAL ; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL ; BRIEF DESCRIPTION OF DUTIES: TAX HARBORING FOR SECURITIES, TAX PURPOSES ONLY ;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 21, 2024 - October 23, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Chicago, IL

Past

February 28, 2019 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

ORLAND PARK, IL

Past

February 28, 2019 - October 23, 2025

CETERA ADVISORS LLC

CRD#: 10299

ORLAND PARK, IL

Past

April 29, 2016 - March 4, 2019

OPUS WEALTH MANAGEMENT GROUP

RIA

CRD#: 176525

Orland Park, IL

Past

April 28, 2016 - March 21, 2019

LPL FINANCIAL LLC

CRD#: 6413

ORLAND PARK, IL

Past

September 27, 2012 - May 2, 2016

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

ORLAND PARK, IL

Past

September 14, 2012 - May 2, 2016

FSC SECURITIES CORPORATION

CRD#: 7461

ORLAND PARK, IL

Past

October 15, 2008 - December 31, 2012

ADVICE NETWORK CONSULTANTS, LLC

RIA

CRD#: 147989

TINLEY PARK, IL

Past

September 17, 2008 - October 5, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

TINLEY PARK, IL

Past

December 12, 2001 - October 5, 2012

LPL FINANCIAL LLC

CRD#: 6413

TINLEY PARK, IL

Past

January 13, 2000 - November 30, 2001

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/16/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/25/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/23/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/11/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald L. Bickel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

OPUS WEALTH MANAGEMENT GROUP

LPL FINANCIAL LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

ADVICE NETWORK CONSULTANTS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LASALLE ST SECURITIES, L.L.C.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/16/2008

Series 63

Date: 1/25/2000

SIE

Date: 10/1/2018

Series 7

Date: 1/23/2001

Series 6

Date: 1/11/2000

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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