Alan L. Bundy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Lee Bundy was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 2000. Alan had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2016 - April 2, 2018
MANAGED ACCOUNT SERVICES, LLC
December 3, 2010 - March 10, 2015
ADVISORS ASSET MANAGEMENT, INC.
December 3, 2010 - March 10, 2015
ADVISORS ASSET MANAGEMENT, INC.
January 9, 2008 - November 22, 2010
TRIAD ADVISORS LLC
January 3, 2008 - November 22, 2010
TRIAD ADVISORS LLC
September 12, 2005 - December 7, 2007
ADVISORS ASSET MANAGEMENT, INC.
November 22, 2002 - December 7, 2007
ADVISORS ASSET MANAGEMENT, INC.
March 11, 2002 - June 10, 2002
ADVISORS ASSET MANAGEMENT, INC.
February 2, 2000 - February 1, 2002
USAA INVESTMENT SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
MANAGED ACCOUNT SERVICES, LLC
CRD#: 133803 / SEC#: , 8-66783
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
