Thomas C. Hartman
SUMMIT WEALTH GROUP LLC
EXETER, NH 03833
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CRD#: 4099207
Professional summary
Thomas Colt Hartman, CFP®, who also goes by Tom Hartman, is a registered financial advisor currently at SUMMIT WEALTH GROUP LLC located in Exeter, New Hampshire.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Thomas has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Hartman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Summit Wealth Realty, LLC, Not investment related, 205 Billings Farm Road, White River Junction, VT, Real Estate holding company, partner, 1 hr a month, 1 hr during trading hrs, manages the holding company.11/2004
2) SUMMIT WEALTH GROUP 205 BILLINGS FARM ROAD SUITE 2A WHITE RIVER JUNCTION, VT 05001. BEGAN 11/15/2003 AS AGENT SELLING INDIVIDUAL LIFE & HEALTH INSURANCE. NOT INVESTMENT RELATED. DEVOTES 2 HRS/MNTH. 2 HRS DURING TRADING.
3) Summit Wealth Group, LLC, Investment related, 205 Billings Rd. Suite 2A, White River Junction, VT 05001, Registered Investment Advisor, Partner, 2016, 40 hrs/month, 40 hrs during trading hrs, Investment Advisory.
4)ARGOVIE TRUST, 12 CROSS ST, WOODSTOCK, VT 05091. BEGAN 10/23Summit Tax Services (owned by SWG RIA since 12/31/17), CPA, OWNER, POB 163,S POMFRET, VT 05067. NON-INVESTMENT RELATED. PART TIME MOSTLY DURING TAX SEASON, WITH APPROX 20 HRS/WK DURING TRADING HOURS, DURING TAX SEASON. Income tax preparation
/2013 AS TRUSTEE. NOT INVESTMENT RELATED. DEVOTES 2 HOURS/WEEK, 2 DURING TRADING. Family trust manages real estate and securities, as a Generation Skipping Trust. Trustee manage real estate holdings. The Co-Trustee is an investment advisor in a family office, who manages the securities. He has no authority over the management of the securities.
5) PKS Financial, investment related, 80 State Street, Albany, NY 12207, insurance, Insurance Agent, 01/2016, 2 hrs/mth, 2 hrs during trading hrs, independent insurance agent selling individual life and health insurance.
6) Billings Farm Condo Association. Not Investment Related. 205 Billings Farm Road, White River Junction VT 05001. Condo Association. Board Member. Start 2019. 1/3 hour per month during trading. Budgeting and review of expenditures.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Colt Hartman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
February 10, 2016 - Present
SUMMIT WEALTH GROUP LLC
Office #1: 20b Hampton Road, Exeter, NH 03833RIA
CRD#: 282205
EXETER, NH
Past
January 19, 2016 - December 31, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
White River Junction, VT
Past
March 28, 2005 - January 27, 2016
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
WILDER, VT
Past
November 11, 2003 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
RIA
CRD#: 39543
WHITE RIVER JUNCTION, VT
Past
November 11, 2003 - January 27, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
WHITE RIVER JUNCTION, VT
Past
February 10, 2000 - November 19, 2003
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Past
February 10, 1998 - December 1, 2003
VERAVEST INVESTMENT ADVISORS, INC.
RIA
CRD#: 105796
HANOVER, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SUMMIT WEALTH GROUP LLC
SUMMIT WEALTH GROUP LLC
CRD#: 282205 / SEC#: 801-107026
RIA
Registered Investment Advisory firm - (12/23/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Vermont(2/10/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SW
SUMMIT WEALTH GROUP LLC
SUMMIT WEALTH GROUP LLC
CRD#: 282205 / SEC#: 801-107026
RIA
Registered Investment Advisory firm - (12/23/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
20b Hampton Road, Exeter, NH 03833
Mailing Address
Phone number
(802) 295-5300
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,401 |
| AUM (Assets Under Management) | $ 656,268,782 |
Red Flags
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Company Information
SUMMIT WEALTH GROUP LLC
CRD#: 282205Exeter, NH 03833TRUST BUT VERIFY
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