Harvey Samson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harvey Samson was a registered financial professional .
Harvey is a previously registered financial professional and started their career in finance in 1968. Harvey had worked at 9 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2012 - September 4, 2012
BISHOP, ROSEN & CO., INC.
September 15, 2009 - November 9, 2011
BISHOP, ROSEN & CO., INC.
June 1, 1981 - November 5, 2007
YORK SECURITIES, INC.
August 22, 1978 - August 26, 1983
WISE FRIEDMAN INCORPORATED
January 11, 1977 - July 27, 1978
E. F. HUTTON & COMPANY INC
December 15, 1975 - February 13, 1977
PHILIPS, APPEL & WALDEN, INC.
October 14, 1975 - June 7, 1976
JAS. H. OLIPHANT & CO., INC.
January 15, 1973 - November 14, 1975
J. H. KERN & CO.
August 23, 1971 - January 21, 1973
COMMONWEALTH CHEMICAL SECURITIES CORP
March 11, 1968 - September 5, 1971
WEIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/3/1964
Registered Representative ExaminationCurrent Firm
BISHOP, ROSEN & CO., INC.
CRD#: 1248 / SEC#: , 8-12140
Contact information
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
