Grady J. Gaynor

INDIE ASSET PARTNERS

CARMEL, IN 46032

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CRD#: 4098375

Professional summary

Grady J. Gaynor is a registered financial advisor currently at INDIE ASSET PARTNERS, LLC located in Carmel, Indiana.

Grady is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Grady has worked at 4 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Since January 26, 2011, Mr. Gaynor has been a Member of Indie Diversified Partners, LLC, located at 10 East Main Street, Suite 220, Carmel, IN 46032. This is an investment-related activity to which Mr. Gaynor devotes approximately 2 hours a month. (2) Since March 25, 2005, Mr. Gaynor has been an independent insurance agent. This is not an investment-related activity and Mr. Gaynor devotes approximately 0 hours a month to this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Grady J. Gaynor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2010 - Present

INDIE ASSET PARTNERS, LLC

Office #1: 10 East Main Street Suite 110, Carmel, IN 46032

RIA

CRD#: 154503

CARMEL, IN

Past

February 9, 2005 - October 6, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

CARMEL, IN

Past

February 9, 2005 - October 6, 2010

LPL FINANCIAL LLC

CRD#: 6413

CARMEL, IN

Past

April 18, 2002 - February 10, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

INDIANAPOLIS, IN

Past

September 28, 2001 - February 10, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

February 8, 2000 - October 26, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INDIE ASSET PARTNERS, LLC

CRITERION CAPITAL MANAGEMENT, LLC | INDIE DIVERSIFIED PARTNERS, LLC | INDIE ASSET PARTNERS, LLC

CRD#: 154503 / SEC#: 801-71728

RIA

Registered Investment Advisory firm - (8/16/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(9/16/2010)

IAR

Texas
(3/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/25/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/7/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/10/2005

General Securities Principal Examination

Current Firm

INDIE ASSET PARTNERS, LLC

CRITERION CAPITAL MANAGEMENT, LLC | INDIE DIVERSIFIED PARTNERS, LLC | INDIE ASSET PARTNERS, LLC

CRD#: 154503 / SEC#: 801-71728

RIA

Registered Investment Advisory firm - (8/16/2010 Approved)

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Contact information

Main Address

10 East Main Street Suite 220, Carmel, IN 46032

Mailing Address

Phone number

(317) 428-6600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INDIE ASSET PARTNERS, LLC BROCHURE (5/28/2025)

Regulatory assets under management

Total Number of Accounts	948
AUM (Assets Under Management)	$ 722,689,974

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Grady J. Gaynor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Grady J. Gaynor's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

INDIE ASSET PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/25/2000

Series 7

Date: 2/7/2000

Series 24

Date: 5/10/2005

Current Firm

INDIE ASSET PARTNERS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

INDIE ASSET PARTNERS, LLC

TRUST BUT VERIFY

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