Ben R. Ganger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ben Ryan Ganger, who also goes by Ben R Ganger, Ben R. Ganger, was a registered financial professional .
Ben is a previously registered financial professional and started their career in finance in 2000. Ben had worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2015 - July 2, 2015
TD AMERITRADE, INC.
September 11, 2013 - November 17, 2014
T3 TRADING GROUP, LLC
March 23, 2012 - September 6, 2013
ECHOTRADE LLC
March 24, 2010 - April 20, 2010
ECHOTRADE LLC
January 12, 2010 - April 15, 2010
CONSOLIDATED RESEARCH LLC
October 6, 2006 - October 8, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
January 29, 2004 - June 9, 2005
FIS BROKERAGE & SECURITIES SERVICES LLC
July 2, 2003 - February 13, 2004
SALZBURG SECURITIES, LLC
March 29, 2000 - April 17, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 16, 2000 - March 10, 2000
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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