Mark S. Halverson

COMPASS CAPITAL MANAGEMENT

Minneapolis, MN 55402

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CRD#: 4097793

Professional summary

Mark Steven Halverson is a registered financial advisor currently at COMPASS CAPITAL MANAGEMENT INC located in Minneapolis, Minnesota.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Mark has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Halverson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2014 - Present

COMPASS CAPITAL MANAGEMENT INC

Office #1: 706 Second Avenue South Suite 400, Minneapolis, MN 55402

RIA

CRD#: 107823

Minneapolis, MN

Past

September 26, 2008 - December 2, 2008

COMPASS CAPITAL MANAGEMENT INC

RIA

CRD#: 107823

MINNEAPOLIS, MN

Past

January 31, 2006 - October 9, 2006

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

EDINA, MN

Past

January 18, 2006 - October 9, 2006

RBC CAPITAL MARKETS, LLC

CRD#: 31194

EDINA, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS CAPITAL MANAGEMENT INC

CRD#: 107823 / SEC#: 801-32238

RIA

Registered Investment Advisory firm - (6/10/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/28/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/30/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/17/2006

General Securities Representative Examination

Current Firm

COMPASS CAPITAL MANAGEMENT INC

CRD#: 107823 / SEC#: 801-32238

RIA

Registered Investment Advisory firm - (6/10/1988 Approved)

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Contact information

Main Address

706 Second Avenue South Suite 400, Minneapolis, MN 55402

Mailing Address

Phone number

(612) 338-4051

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (7/15/2025)

Regulatory assets under management

Total Number of Accounts	1,661
AUM (Assets Under Management)	$ 2,541,898,062

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark S. Halverson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Halverson's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS CAPITAL MANAGEMENT INC

COMPASS CAPITAL MANAGEMENT INC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

Primary Firm SEC Registration

COMPASS CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/30/2006

Series 7

Date: 1/17/2006

Current Firm

COMPASS CAPITAL MANAGEMENT INC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

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