Stuart M. Agranoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stuart Martin Agranoff was a registered financial professional .
Stuart is a previously registered financial professional and started their career in finance in 2000. Stuart had worked at 7 firms and has passed the Series 63, Series 66, Series 7, Series 6, Series 10, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2013 - March 28, 2014
NATIONAL SECURITIES CORPORATION
July 29, 2008 - January 28, 2014
ASSET & FINANCIAL PLANNING, LTD
July 25, 2008 - November 22, 2013
PRIME CAPITAL SERVICES, INC.
December 21, 2005 - July 29, 2008
INVEST FINANCIAL CORPORATION
December 12, 2005 - July 29, 2008
INVEST FINANCIAL CORPORATION
August 18, 2005 - December 12, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
August 12, 2005 - December 12, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
June 7, 2004 - August 12, 2005
MM ASCEND LIFE INVESTOR SERVICES, LLC
April 5, 2004 - August 12, 2005
MM ASCEND LIFE INVESTOR SERVICES, LLC
January 11, 2000 - April 22, 2004
PRUCO SECURITIES, LLC.
January 5, 2000 - April 22, 2004
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
