Michael E. Sammon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Sammon was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1971. Michael had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 5, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2015 - February 28, 2019
FIG PARTNERS, LLC
April 13, 2011 - February 6, 2015
HOVDE GROUP, LLC
August 23, 2006 - April 5, 2011
B. RILEY WEALTH MANAGEMENT
August 23, 2006 - April 5, 2011
B. RILEY WEALTH MANAGEMENT
March 22, 2005 - September 12, 2006
RYAN BECK & CO.
March 21, 2005 - September 12, 2006
RYAN BECK & CO.
May 21, 2003 - December 31, 2003
FBR INVESTMENT MANAGEMENT, INC.
January 21, 2003 - April 14, 2003
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC
November 18, 2002 - March 15, 2005
B. RILEY SECURITIES, INC.
March 12, 2001 - December 9, 2002
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 30, 2001 - December 9, 2002
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 2, 1992 - December 31, 2000
HOWE BARNES HOEFER & ARNETT, INC.
March 26, 1982 - November 3, 1992
THE CHICAGO CORPORATION
January 5, 1971 - March 30, 1982
BACON, WHIPPLE & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/22/1981
Interest Rate Options ExaminationPC
Date: 9/1/1977
AMEX Put and Call ExamSeries 1
Date: 12/23/1970
Registered Representative ExaminationCurrent Firm
FIG PARTNERS, LLC
CRD#: 41554 / SEC#: 801-79712, 8-49517
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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