Martin P. Sammon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Patrick Sammon JR, who also goes by Martin Patrick Sammon, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1962. Martin had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 5 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2002 - October 17, 2017
SILICON VALLEY SECURITIES, INC.
August 31, 2001 - October 17, 2017
SILICON VALLEY SECURITIES, INC.
May 13, 1992 - September 14, 2001
WELLS FARGO CLEARING SERVICES, LLC
May 4, 1992 - May 13, 1992
WELLS FARGO CLEARING SERVICES, LLC
September 4, 1990 - April 29, 1992
WELLS FARGO CLEARING SERVICES, LLC
April 27, 1987 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
June 25, 1979 - May 8, 1987
LEHMAN BROTHERS INC.
January 18, 1978 - June 25, 1979
LOEB PARTNERS
January 4, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
May 30, 1974 - January 4, 1977
LOEB, RHOADES & CO. INC.
April 25, 1962 - May 8, 1974
SUTRO & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 1
Date: 4/25/1962
Registered Representative ExaminationCurrent Firm
SILICON VALLEY SECURITIES, INC.
CRD#: 23696 / SEC#: , 8-40657
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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