John E. Tenofsky
Professional summary
John Eric Tenofsky, who also goes by John Eric Tenofsky, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Cohoes, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. John has worked at 13 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 31, Series 10 and Series 9 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Eric Tenofsky's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Eric Tenofsky's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2026 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 72 Mohawk Street, Cohoes, NY 12047July 9, 2026 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 72 Mohawk Street, Cohoes, NY 12047March 17, 2022 - June 4, 2026
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 17, 2022 - June 4, 2026
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 7, 2020 - February 25, 2022
CITIZENS SECURITIES, INC.
July 6, 2020 - February 25, 2022
CITIZENS SECURITIES, INC.
January 31, 2019 - April 28, 2020
TD AMERITRADE, INC.
January 18, 2019 - April 28, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 17, 2019 - April 28, 2020
TD AMERITRADE, INC.
May 6, 2016 - January 28, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 2016 - January 28, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 14, 2013 - April 17, 2014
NYLIFE SECURITIES LLC
March 17, 2009 - August 24, 2009
QUASAR DISTRIBUTORS, LLC
August 28, 2007 - November 4, 2008
GUGGENHEIM INVESTMENTS
August 27, 2007 - November 4, 2008
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
February 26, 2004 - August 21, 2007
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
June 20, 2001 - February 3, 2004
MORGAN STANLEY DW INC.
February 23, 2000 - July 10, 2001
TUCKER ANTHONY INCORPORATED
Primary Firm SEC Registration
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/9/2026)
(7/9/2026)
(7/9/2026)
(7/9/2026)
Exams
FINRA
Current Firm
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
