Robert T. Samila
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert T Samila, who also goes by Robert Thomas Samila, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1972. Robert had worked at 11 firms and has passed the Series 27, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 1989 - April 15, 2002
ALLEN & PIERCE SECURITIES INC.
June 29, 1988 - April 12, 1989
HAWAII CAPITAL GROUP, INC.
August 6, 1986 - January 3, 1989
PACKARD GROUP INC.
May 21, 1985 - January 21, 1986
UNIVERSAL SECURITIES OF AMERICA, INC.
January 12, 1984 - March 5, 1985
WEAVER JOHNSON & COMPANY,INC.
October 7, 1983 - January 3, 1984
GATTINI & CO.
March 18, 1983 - September 16, 1983
E.C. FARNSWORTH & COMPANY, INC.
February 19, 1981 - February 23, 1983
PURCELL GRAHAM INCORPORATED
May 24, 1977 - March 26, 1982
CITIGROUP GLOBAL MARKETS INC.
March 25, 1974 - April 20, 1975
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
September 6, 1972 - September 14, 1974
DUPONT WALSTON, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 7/21/1977
Registered Principal ExaminationCurrent Firm
ALLEN & PIERCE SECURITIES INC.
CRD#: 23946 / SEC#: , 8-40790
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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