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GB

Giselle Bircann Mercado

BOLTON SECURITIES
MIAMI, FL 33131
Some features on this profile are disabled
CRD#: 4097242
GB

Professional summary

Giselle Bircann Mercado, who also goes by Giselle Denisse Bircann Mercado, Gisselle D Mercado, Gisselle Denisse Mercado, is a registered financial advisor currently at BOLTON SECURITIES CORPORATION located in Miami, Florida and BOLTON GLOBAL CAPITAL located in Miami, Florida.

Giselle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Giselle has worked at 14 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Giselle Denisse Bircann Mercado | Gisselle D Mercado | Gisselle Denisse Mercado

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Giselle Bircann Mercado's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Giselle Bircann Mercado's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 15, 2022 - Present

BOLTON SECURITIES CORPORATION

Office #1: 1441 Brickell Ave Suite 1700, Miami, FL 33131
RIA
BD
CRD#: 129376
MIAMI, FL
Current

August 5, 2022 - Present

BOLTON GLOBAL CAPITAL

Office #1: 1441 Brickell Ave Suite 1700, Miami, FL 33131
BD
CRD#: 15650
Miami, FL
Past

August 2, 2017 - September 6, 2022

MORA CAPITAL MANAGEMENT, LLC

RIA
CRD#: 112221
MIAMI, FL
Past

April 17, 2017 - September 6, 2022

BOREAL CAPITAL SECURITIES LLC

BD
CRD#: 158599
MIAMI, FL
Past

January 28, 2016 - April 20, 2017

MORGAN STANLEY

RIA
CRD#: 149777
CORAL GABLE, FL
Past

January 28, 2016 - April 20, 2017

MORGAN STANLEY

BD
CRD#: 149777
CORAL GABLE, FL
Past

August 8, 2013 - October 21, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
MIAMI, FL
Past

August 6, 2013 - October 21, 2015

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MIAMI, FL
Past

November 23, 2012 - August 7, 2013

STATETRUST INVESTMENTS INC.

BD
CRD#: 104651
BOCA RATON, FL
Past

January 1, 2010 - February 2, 2012

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
MIAMI, FL
Past

January 1, 2010 - February 2, 2012

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
MIAMI, FL
Past

August 23, 2006 - January 1, 2010

UBS INTERNATIONAL INC.

RIA
CRD#: 107726
MIAMI, FL
Past

August 2, 2006 - January 1, 2010

UBS INTERNATIONAL INC.

BD
CRD#: 107726
MIAMI, FL
Past

May 23, 2006 - July 10, 2006

ATLAS ONE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 127448
MIAMI, FL
Past

May 5, 2006 - July 10, 2006

ATLAS ONE FINANCIAL GROUP, LLC

BD
CRD#: 124057
MIAMI, FL
Past

February 23, 2005 - April 20, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
MIAMI, FL
Past

February 16, 2005 - April 20, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
MIAMI, FL
Past

September 10, 2004 - January 10, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
MIAMI , FL
Past

September 9, 2004 - January 10, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

March 11, 2004 - September 21, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MIAMI, FL
Past

August 9, 2001 - September 21, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP

CRD#: 129376 / SEC#: 801-66962, 8-68187

RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)
Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/5/2022)
IAR
Florida
(8/15/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/23/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/4/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP

CRD#: 129376 / SEC#: 801-66962, 8-68187

RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)
Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-6947
Established
Delaware since 07/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
154

SEC notice filing (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

BGAM FORM ADV PART 2A AND APPENDIX MARCH 2024 (3/31/2025)

Direct owners and executive officers

NamePositionCRD#
BOLTON FINANCIAL GROUP, INC.SHAREHOLDER
PRESKENIS, STEVEN CHRISTOPHERCHIEF EXECUTIVE OFFICER4410822
BEALS, MATTHEW GEORGEPRESIDENT5157251
CATALDO, JOHN GENNAROCHIEF LEGAL OFFICER AND CHIEF ADMIN OFF.5707721
MAHLE, DAPHNE JANECHIEF COMPLIANCE OFFICER4367277
TARPEY, STEVEN RCFO AND FINOP6640625

Regulatory assets under management

Total Number of Accounts6,977
AUM (Assets Under Management)$ 7,004,872,405

Disclosures

Regulatory Event1
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BOLTON SECURITIES CORPORATION

CRD#: 129376Miami, FL 33131

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