RO
Ramon A. Ordonez
CREDICORP CAPITAL ADVISORS LLC
Cali,
Some features on this profile are disabled
CRD#: 4097229
RO
Professional summary
Ramon Alberto Ordonez, who also goes by Ramon A Ordonez, Ramon Ordonez, Ramon Alberto Ordonez Arana, is a registered financial advisor currently at CREDICORP CAPITAL ADVISORS LLC and CREDICORP CAPITAL LLC located in Miami, Florida.
Ramon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Ramon has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ramon A Ordonez | Ramon Ordonez | Ramon Alberto Ordonez Arana
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ramon is a manager and partner in a personal investment company in Colombia called RACOSODA SAS; it is a company where he manages his family's wealth, he owns real state property through his corporation. He dedicates aprox. 1% of his time in matters of this corporation and his salary is equivalent to $3,000.00 usd approximately. Ramon is member of the board for Alival S.A., a Colombian corporation that partially belongs to his immediate family, and that processes dairy products. He does not receive any compensation for this activity, he receives profit sharing in the amount of $12,000 per year approximately. This activity occupies less than 1% of his time. Ramon is the owner and legal representative of Sol Del Este SAS, a Colombian corporation created for his personal wealth management. The purpose of this corporation is to make investments in real estate in Colombia. Ramon does not receive any compensation for this activity. This activity occupies less than 1% of his time. Ramon is shareholder and director of RSD Advisory Group Inc., a family owned corporation created to manage family wealth through real estate and securities investments. He does not receive any compensation for this activity, he receives profit sharing in the amount of $25,000 per year approximately. This activity occupies 1% of his time. Under this entity, Ramon also owns RSD Advisory LLC which is a US entity created to invest in real estate properties in the USA. Currently there are not any investments in this corporation. Ramon owns a personal investment company in Colombia called Bordova SAS. The purpose of this entity is for Ramon to manage his family wealth through the acquisition of real estate through this corporation. This activity will occupy not more than 1% of Ramon's time and his compensation will be profits acquired from these real estate investments. Ramon is a member of the board of directors of FINAMIGA SAS in Cali Colombia. This entity provides small businesses loans to finance vehicles needed for their operations. Ramon attends a board meeting every two months and has no active role in the management of this company. This activity occupies less than 1% of Ramon's time and has no salary or any other remuneration for this activity. Ramon is dually associated with Credicorp Capital Markets LLC and Credicorp Capital Advisors LLC. Both of the aforementioned entities are investment-related, where one is a broker-dealer and the other is a Florida state registered investment adviser, respectively. He devotes 70% of his time to Credicorp Capital LLC, (formerly: Ultralat Capital Markets LLC) and 25% of his time to Credicorp Capital Advisors LLC. Ramon is the Director of Red Capital Developers LLC a passive Real Estate investment thorugh his family business holding company RSD Strategic Investments llc. He has 50% ownership through the family holding corporation RSD STRATEGIC INVESTMENTS LLC. He dedicates 3 hours per month on this matter. He does not receive any compensation for this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ramon Alberto Ordonez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 19, 2021 - Present
CREDICORP CAPITAL ADVISORS LLC
RIA
CRD#: 290081
Cali,
Current
May 23, 2017 - Present
CREDICORP CAPITAL LLC
Office #1: 1111 Brickell Avenue Suite 2825, Miami, FL 33131BD
CRD#: 136791
Miami, FL
Past
September 7, 2012 - August 1, 2013
SOUZA BARROS SECURITIES, INC
BD
CRD#: 149032
MIAMI, FL
Past
July 14, 2009 - December 31, 2010
LEVELX CAPITAL LLC
BD
CRD#: 117028
BROOKLYN, NY
Past
March 15, 2004 - March 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MIAMI, FL
Past
April 4, 2000 - March 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CREDICORP CAPITAL ADVISORS LLC
CREDICORP CAPITAL ADVISORS LLC | VICCTUS MULTI FAMILY OFFICE | ULTRALAT INVESTMENT ADVISOR | ULTRAADVISORS, LLC | ULTRAADVISORS CORP. | ULTRAADVISORS | CREDICORP CAPITAL INVEST
CRD#: 290081 / SEC#: 801-122281
RIA
Registered Investment Advisory firm - (9/9/2021 Approved)Florida
Registered Investment Advisory firm - (9/13/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/4/2017)
IAR
Florida(3/19/2021)
RR
South Dakota(8/29/2023)
IAR
South Dakota(8/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CREDICORP CAPITAL ADVISORS LLC
CREDICORP CAPITAL ADVISORS LLC | VICCTUS MULTI FAMILY OFFICE | ULTRALAT INVESTMENT ADVISOR | ULTRAADVISORS, LLC | ULTRAADVISORS CORP. | ULTRAADVISORS | CREDICORP CAPITAL INVEST
CRD#: 290081 / SEC#: 801-122281
RIA
Registered Investment Advisory firm - (9/9/2021 Approved)Florida
Registered Investment Advisory firm - (9/13/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1111 Brickell Avenue Suite 2825, Miami, FL 33131
Mailing Address
Phone number
(305) 455-0975
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 260 |
| AUM (Assets Under Management) | $ 983,368,510 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
