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Ramon Alberto Ordonez

CREDICORP CAPITAL ADVISORS
Cali,
·CRD# 4097229·26 years experience

Professional Summary

Ramon Alberto Ordonez, who also goes by Ramon A Ordonez, Ramon Ordonez, Ramon Alberto Ordonez Arana, is a registered financial advisor currently at CREDICORP CAPITAL ADVISORS LLC and CREDICORP CAPITAL LLC located in Miami, Florida. Ramon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Ramon has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ramon A Ordonez, Ramon Ordonez, Ramon Alberto Ordonez Arana

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

CREDICORP CAPITAL ADVISORS LLC·CRD# 290081
RIA
Cali
March 19, 2021 - Present
CREDICORP CAPITAL LLC·CRD# 136791
BD
1111 Brickell Avenue Suite 2825, Miami, FL 33131
May 23, 2017 - Present
SOUZA BARROS SECURITIES, INC·CRD# 149032
BD
Miami, FL
September 7, 2012 - August 1, 2013
LEVELX CAPITAL LLC·CRD# 117028
BD
Brooklyn, NY
July 14, 2009 - December 31, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Miami, FL
March 15, 2004 - March 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Miami, FL
April 4, 2000 - March 11, 2009

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Current Firm

CC
CREDICORP CAPITAL ADVISORS LLC

CREDICORP CAPITAL ADVISORS LLC | VICCTUS MULTI FAMILY OFFICE | ULTRALAT INVESTMENT ADVISOR | ULTRAADVISORS, LLC | ULTRAADVISORS CORP. | ULTRAADVISORS | CREDICORP CAPITAL INVEST

CRD#: 290081 / SEC#: 801-122281
RIA
Registered Investment Advisory firm - SEC (9/9/2021 Approved)
Florida
Registered Investment Advisory firm - Florida (9/13/2021 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1111 Brickell Avenue Suite 2825, Miami, FL 33131

Phone Number

(305) 455-0975

# of Employees

26

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CREDICORP CAPITAL ADVISORS LLC - WRAP BROCHURE (3/17/2026)

Regulatory Assets Under Management

Total Number of Accounts

369

AUM (Assets Under Management)

$1,579,910,107

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ramon is a manager and partner in a personal investment company in Colombia called RACOSODA SAS; it is a company where he manages his family's wealth, he owns real state property through his corporation. He dedicates aprox. 1% of his time in matters of this corporation and his salary is equivalent to $3,000.00 usd approximately. Ramon is member of the board for Alival S.A., a Colombian corporation that partially belongs to his immediate family, and that processes dairy products. He does not receive any compensation for this activity, he receives profit sharing in the amount of $12,000 per year approximately. This activity occupies less than 1% of his time. Ramon is the owner and legal representative of Sol Del Este SAS, a Colombian corporation created for his personal wealth management. The purpose of this corporation is to make investments in real estate in Colombia. Ramon does not receive any compensation for this activity. This activity occupies less than 1% of his time. Ramon is shareholder and director of RSD Advisory Group Inc., a family owned corporation created to manage family wealth through real estate and securities investments. He does not receive any compensation for this activity, he receives profit sharing in the amount of $25,000 per year approximately. This activity occupies 1% of his time. Under this entity, Ramon owns a personal investment company in Colombia called Bordova SAS. The purpose of this entity is for Ramon to manage his family wealth through the acquisition of real estate through this corporation. This activity will occupy not more than 1% of Ramon's time and his compensation will be profits acquired from these real estate investments. Ramon is a member of the board of directors of FINAMIGA SAS in Cali Colombia. This entity provides small businesses loans to finance vehicles needed for their operations. Ramon attends a board meeting every two months and has no active role in the management of this company. This activity occupies less than 1% of Ramon's time and has no salary or any other remuneration for this activity. Ramon is dually associated with Credicorp Capital Markets LLC and Credicorp Capital Advisors LLC. Both of the aforementioned entities are investment-related, where one is a broker-dealer and the other is a Florida state registered investment adviser, respectively. He devotes 70% of his time to Credicorp Capital LLC, (formerly: Ultralat Capital Markets LLC) and 25% of his time to Credicorp Capital Advisors LLC. Ramon is the Director of Red Capital Developers LLC a passive Real Estate investment thorugh his family business holding company RSD Strategic Investments llc. He has 50% ownership through the family holding corporation RSD STRATEGIC INVESTMENTS LLC. He dedicates 3 hours per month on this matter. He does not receive any compensation for this activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CREDICORP CAPITAL ADVISORS LLC

CREDICORP CAPITAL ADVISORS LLC | VICCTUS MULTI FAMILY OFFICE | ULTRALAT INVESTMENT ADVISOR | ULTRAADVISORS, LLC | ULTRAADVISORS CORP. | ULTRAADVISORS | CREDICORP CAPITAL INVEST

CRD#: 290081 / SEC#: 801-122281
RIA
Registered Investment Advisory firm - SEC (9/9/2021 Approved)
Florida
Registered Investment Advisory firm - Florida (9/13/2021 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(8/4/2017)
IAR
Florida
(3/19/2021)
RR
South Dakota
(8/29/2023)
IAR
South Dakota
(8/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2020About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2000About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Ramon Alberto Ordonez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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