William M. Prendergast
Professional summary
William Michael Prendergast, CFP®, who also goes by William Michael Prendergart, is a registered financial advisor currently at ALTFEST PERSONAL WEALTH MANAGEMENT located in New York, New York.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. William has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Michael Prendergast's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
June 1, 2005 - Present
ALTFEST PERSONAL WEALTH MANAGEMENT
Office #1: 116 John Street Suite 1120, New York, NY 10038Primary Firm SEC Registration
ALTFEST PERSONAL WEALTH MANAGEMENT
CRD#: 110130 / SEC#: 801-18320
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/4/2024)
(6/1/2005)
(7/18/2021)
Current Firm
ALTFEST PERSONAL WEALTH MANAGEMENT
CRD#: 110130 / SEC#: 801-18320
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,191 |
| AUM (Assets Under Management) | $ 1,622,512,064 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 01/26/2024 | ||
| 01/11/2023 | ||
| 10/21/2022 |
Red Flags
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