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Ronald Leslie Salyer

CRD# 409643·Registered 1969 - 2006
Previously Registered: Being a previously registered professional could mean that Ronald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ronald Leslie Salyer was a registered financial advisor. Ronald was a previously registered financial professional and started their career in finance 1969 - 2006. Ronald had worked at 11 firms and has passed the Series 65, Series 63, Series 31, PC, Series 1 and Series 000 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

SCOTT & STRINGFELLOW, LLC·CRD# 6255
BD
Alexandria, VA
March 1, 2002 - June 23, 2006
VELASCO SECURITIES, INC.·CRD# 29863
BD
Arlington, VA
November 16, 1998 - March 8, 2002
SANDLER, O'NEILL & PARTNERS, L.P.·CRD# 23328
BD
New York, NY
May 22, 1998 - September 15, 1998
STIFEL INDEPENDENT ADVISORS, LLC·CRD# 28218
BD
St. Louis, MO
March 25, 1997 - April 16, 1998
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - April 4, 1997
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
October 12, 1982 - July 31, 1993
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
November 20, 1978 - October 25, 1982
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
September 16, 1977 - December 18, 1978
SHIELDS MODEL ROLAND INCORPORATED·CRD# 6750
BD
August 18, 1975 - September 16, 1977
NEWHARD, COOK & CO. INCORPORATED·CRD# 619
BD
March 16, 1973 - September 1, 1975
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED·CRD# 412
BD
March 11, 1969 - April 12, 1973

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Current Firm

S&
SCOTT & STRINGFELLOW, LLC

BB&T CAPITAL MARKETS A DIVISION OF SCOTT & STRINGFELLOW | SCOTT & STRINGFELLOW, LLC | SCOTT & STRINGFELLOW, INC. | CRAIGIE INCORPORATED | CLEARVIEW CORRESPONDENT SERVICES A DIV. OF S&S, INC. | BERGEN CAPITAL A DIVISION OF SCOTT & STRINGFELLOW | BB&T CAPITAL MARKETS/WINDSOR GROUP A DIV.OF S&S LLC | BB&T CAPITAL MARKETS/WINDSOR GROUP A DIV. OF S&S | BB&T CAPITAL MARKETS A DIVISION OF SCOTT & STRINGFELLOW, LLC

CRD#: 6255 / SEC#: 801-40380, 8-1361
BD
Terminated by SEC on 04/05/2013

Contact Information

Established

Virginia since 10/16/1929

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (8/23/2012)

Direct owners and executive officers

NamePositionCRD#
BB&T CORPORATIONOWNER—
ROBBINS, GEORGE WILLIAM IVBOARD OF MANAGERS2440106
BALL, MICHAEL DOUGLASSENIOR MANAGING DIRECTOR / REGIONAL MANAGER1134463
CECIL, ALEXANDER WILSONCHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR / BOARD OF MANAGERS2319938
CRAM, BRYAN SCOTTPRESIDENT PRIVATE CLIENT GROUP/SENIOR MANAGING DIRECTOR/BOARD OF MANAGERS2723431
DANIELS, KENNETH LUEBOARD OF MANAGERS5562440
GRIM, MERLIN TSENIOR MANAGING DIRECTOR/FINANCIAL OPERATIONS & RISK OFFICER/BOARD OF MANAGERS1386380
HARDY, WILLIAM EDWARDSENIOR MANAGING DIRECTOR / HEAD OF DEBT CAPITAL MARKETS/BOARD OF MANAGERS1459645
JOHNSON, HAL SWORDSBOARD OF MANAGERS2932544
JUNG, JOHN BERNARD JRSR MANAGING DIR./CHIEF MARKETING OFFICER/BOARD OF MANAGERS1296163
OSHEA, PATRICK ARTHURSENIOR MANAGING DIRECTOR/EQUITY CAPITAL MARKETS/BOARD OF MANAGERS1580879
OWEN, MICHAEL COLESENIOR MANAGING DIRECTOR / REGIONAL MANAGER1146778
SAUFLEY, RANDALL BARRETTCHIEF FINANCIAL OFFICER / FINOP /MANAGING DIRECTOR1664935
SCOTT, SIDNEY BUFORDCHAIRMAN/BOARD OF MANAGERS417234
THOMPSON, JUSTIN SHANEROP3200997
YATES, WILLIAM RUFUS IIICHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS4515188

Disclosures

Regulatory Event

37

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1986About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Oct 2002About the Series 31 exam

PC — AMEX Put and Call Exam

Passed Aug 1977

Series 1 — Registered Representative Examination

Passed Mar 1969

Series 000 — General Securities Principal Examination

Passed Mar 1969

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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