Daniel J. Meade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Joseph Meade was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2000. Daniel had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2019 - August 17, 2020
MERCURY CAPITAL ADVISORS, LLC
November 16, 2016 - December 2, 2019
MCP SECURITIES, LLC
November 28, 2012 - August 23, 2016
APOLLO GLOBAL SECURITIES, LLC
July 7, 2008 - January 4, 2012
EATON PARTNERS, LLC
February 2, 2007 - May 27, 2008
FORESIDE FUNDS DISTRIBUTORS LLC
January 4, 2006 - December 18, 2006
MONNESS CRESPI HARDT & CO., INC.
March 22, 2000 - September 9, 2005
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MERCURY CAPITAL ADVISORS, LLC
CRD#: 152338 / SEC#: , 8-68442
Contact information
FINRA licenses (40 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
| Financial | 1 |
Red Flags
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