RR
Rachel E. Rademacher
RADEMACHER FINANCIAL
Lawrence, KS 66047
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CRD#: 4096039
RR
Professional summary
Rachel Ellen Rademacher is a registered financial advisor currently at RADEMACHER FINANCIAL, INC. located in Lawrence, Kansas.
Rachel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Rachel has worked at 2 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
~(1) Name of Business: Rachel Rademacher-Glass Artist; Investment-Related: No; Address: Lawrence, KS; Activity Type: Other; Position/Title: Artist; Start Date: 06/01/2011; Hours per month devoted to this business: 11-20; Hours per month devoted to this business during trading hours: 0-1; Description of duties: Glass Artist. ~(2) Name of Business: RTP, LLC; Investment-Related: Yes; Address: 1505 Kasold Dr, Lawrence, KS, 66047; Activity Type: Support Company - Owner; Position/Title: Officer - Secretary; Start Date: 06/19/2014; Hours per month devoted to this business: 0-1; Hours per month devoted to this business during trading hours: 0-1; Description of duties: Business owner. ~(3) Name of Business: P&R Holdings LLC; Investment-Related: Yes; Address: 1505 Kasold Dr, Lawrence, KS, 66047; Activity Type: Rental Real Estate; Position/Title: Partner; Start Date: 05/01/2016; Hours per month devoted to this business: 2-10; Hours per month devoted to this business during trading hours: 2-10; Description of duties: Office Building.
CRS (Client Relationship Summary) - RIA
Click below to view Rachel Ellen Rademacher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2008 - Present
RADEMACHER FINANCIAL, INC.
Office #1: 1505 Kasold Drive, Lawrence, KS 66047RIA
CRD#: 114067
Lawrence, KS
Past
August 11, 2008 - June 30, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
LAWRENCE, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
RADEMACHER FINANCIAL, INC.
RADEMACHER FINANCIAL, INC.
CRD#: 114067 / SEC#: 801-113139
RIA
Registered Investment Advisory firm - (5/3/2018 Approved)Florida
Registered Investment Advisory firm - (5/7/2018 Terminated)Kansas
Registered Investment Advisory firm - (5/7/2018 Terminated)Missouri
Registered Investment Advisory firm - (5/7/2018 Terminated)Montana
Registered Investment Advisory firm - (5/7/2018 Terminated)Texas
Registered Investment Advisory firm - (5/7/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(9/18/2008)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
RF
RADEMACHER FINANCIAL, INC.
RADEMACHER FINANCIAL, INC.
CRD#: 114067 / SEC#: 801-113139
RIA
Registered Investment Advisory firm - (5/3/2018 Approved)Florida
Registered Investment Advisory firm - (5/7/2018 Terminated)Kansas
Registered Investment Advisory firm - (5/7/2018 Terminated)Missouri
Registered Investment Advisory firm - (5/7/2018 Terminated)Montana
Registered Investment Advisory firm - (5/7/2018 Terminated)Texas
Registered Investment Advisory firm - (5/7/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1505 Kasold Drive, Lawrence, KS 66047
Mailing Address
Phone number
(785) 865-5308
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,095 |
| AUM (Assets Under Management) | $ 262,884,125 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
